Search for: "Working Group on Securities Disclosure Authority"
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12 Jun 2023, 11:50 am
These investigatory steps all might involve other aspects of the special counsel’s work, including his ongoing investigation into events following the 2020 presidential election. [read post]
9 Jun 2023, 9:44 am
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
9 Jun 2023, 4:00 am
Justice Thomas Delays Disclosures After Reports of Travel, Property Sale MSN – Ann Marimow and Robert Barnes (Washington Post) | Published: 6/7/2023 Supreme Court Justice Clarence Thomas asked for more time to file annual financial disclosures after criticism that he failed to report luxury travel and real estate deals with a wealthy Republican donor. [read post]
6 Jun 2023, 7:49 am
Broker Investigation: Jeffrey Cohen of Moloney Securities On June 5, 2023, the Financial Industry Regulatory Authority (FINRA) reportedly barred financial advisor Jeffrey Cohen (CRD #2528929) from the securities industry. [read post]
6 Jun 2023, 7:02 am
As Espionage Act cases develop and move toward the center of public view, the American audience should understand how these unusual prosecutions work. [read post]
5 Jun 2023, 1:41 pm
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
2 Jun 2023, 4:00 am
Only limited fundraising and spending records for the group are routinely disclosed. [read post]
27 May 2023, 9:05 pm
Paredes: Disclosure is the centerpiece of securities regulation in the United States. [read post]
26 May 2023, 6:15 am
(Refugees often enter the country using State Department issued transportation letters or boarding foils, which are not technically visas, and asylees are authorized to live and work in the United States by immigration judges or the Department of Homeland Security, not generally through visas). [read post]
26 May 2023, 4:00 am
The drop boxes, intended to provide a secure, convenient place to submit ballots, have become a symbol of mistrust in elections among many supporters of Donald Trump. [read post]
25 May 2023, 9:25 am
Due diligence on VAs and disclosure obligations A Platform Operator is required to conduct due diligence on each VA prior to admission for trading. [read post]
24 May 2023, 5:16 pm
Under HIPAA, OCR possesses the authority to negotiate resolution agreements with covered entities and business associates that allow covered entities and business associates OCR accuses of violating the HIPAA Privacy, Security or Breach Notification Rules to settle HIPAA charges without the assessment of authorized civil monetary penalties. [read post]
23 May 2023, 9:01 pm
They knew, however, there still was more work to be done. [read post]
23 May 2023, 11:24 am
Disclosure. [read post]
23 May 2023, 5:16 am
Attorney General’s News Media Dialogue Group. [read post]
19 May 2023, 9:39 am
Groups like EFF had been fighting since long before 2013 to reveal and stop the dangerous mass surveillance conducted within the heart of the secretive national security apparatus. [read post]
19 May 2023, 4:00 am
The case centers on a law that gives any seven members of what was then called the House Oversight and Government Reform Committee the right to request information from the federal government, which is separate from the typical authority of the panel’s majority to do so. [read post]
18 May 2023, 9:38 am
FINRA examines the adequacy of disclosure, sales materials, and the handling of customer complaints. [read post]
17 May 2023, 2:19 pm
For almost nine years, Haitao Xiang, a Chinese national and U.S. resident, had worked for Monsanto, Co in St. [read post]
17 May 2023, 11:05 am
May ask all employees who will be physically entering the workplace or otherwise working in close proximity with others if they have COVID-19 or common symptoms associated with COVID-19 as identified by CDC and if they have been tested for COVID-19 and if so, ask about the result; May not ask an employee who is physically coming into the workplace whether they have family members who have COVID-19 or COVID-19 symptoms; May only require employees to submit to having… [read post]
