Posts tagged with: "206" Results 261 - 280 of 4,912
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8 May 2023, 11:36 am by Unknown
The Commission found that CAM and Schmitz violated Section 206(2) of the Investment Advisers Act and that CAM also violated the Act's compliance provision in Rule 206(4)-7. [read post]
5 May 2023, 6:23 am by Andrew Lavoott Bluestone
[NYSCEF Doc No. 206]).Plaintiff alleges that Gollings’ s attorney failed to submit the proposed judgment andancillary documents needed for the judgment of divorce to be granted and that, from 2015 to 2018, she and Gollings remained separated but adhered to their parenting plan with respect to their child ( complaint, ,J7). [read post]
3 May 2023, 6:04 am by Dan Bressler
” “A final rule of law that crops up repeatedly in business divorce cases: ‘One who has served as attorney for a corporation may not represent an individual shareholder in a case in which his interests are adverse to other shareholders’ (Matter of Greenberg, 206 AD2d 963 [4th Dept 1994]). [read post]
3 May 2023, 5:45 am by Administrator
Nasogaluak, 2010 CSC 6 (CanLII), [2010] 1 R.C.S. 206, par. [read post]
27 Apr 2023, 9:01 am by Unknown
” Section 206 provides for a minimum wage, so it appears to me that no portion of the minimum wage compensation could be converted into overtime or bonus pay. [read post]
25 Apr 2023, 9:05 pm by renholding
Review of Corporate Finance Studies 8(1), 174–206. [read post]
24 Apr 2023, 7:00 am by Guest Blogger
This post was prepared for a roundtable on Civic Education, convened as part of LevinsonFest 2022—a year-long series gathering scholars from diverse disciplines and viewpoints to reflect on Sandy Levinson’s influential work in constitutional law. [read post]
24 Apr 2023, 4:53 am by Franklin C. McRoberts
Deerin’s Virtual “Bright Line” Disqualification Rule A final rule of law that crops up repeatedly in business divorce cases: “One who has served as attorney for a corporation may not represent an individual shareholder in a case in which his interests are adverse to other shareholders” (Matter of Greenberg, 206 AD2d 963 [4th Dept 1994]). [read post]
20 Apr 2023, 1:20 pm by Marcia Delgadillo
Second, the new regime, via proposed rule 206(4)-9 of the Investment Advisers Act, will actually make it unlawful for a registered adviser to provide investment advice to clients if it fails to adopt and implement these policies and procedures and conduct these periodic assessments. [read post]
19 Apr 2023, 9:01 pm by renholding
On February 15, 2023, the SEC proposed a sweeping new rule (Proposed Rule) which would replace current Rule 206(4)-2 (Custody Rule) under the Investment Advisers Act of 1940 (Advisers Act or Act). [read post]
14 Apr 2023, 12:30 pm by John Ross
[Vaccinated jurors, a parking monopoly, and plant-based meat.] [read post]
13 Apr 2023, 6:39 pm by Blair & Kim, PLLC
  Contact Blair & Kim, PLLC, at  (206) 622-6562 to set up a consultation to discuss your case. [read post]
  There were a number of other AI legislative proposals introduced this quarter focused on AI in particular contexts, including the use of AI for water quality (H.R. 873), AI for telehealth (H.R. 207), and AI for drug prescriptions (H.R. 206), and the Department of Defense’s ability to procure AI-based endpoint security tools to improve cybersecurity defense. [read post]