Posts tagged with: "206" Results 3781 - 3800 of 4,968
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
4 May 2011, 12:09 am by Andre Olivie, Esq.
If you are looking for an Immigration Lawyer in Seattle or anywhere in the U.S. feel free to call me anytime at (206) 724-1940, I would be happy to speak with you and set up a consultation. [read post]
2 May 2011, 3:58 pm by Helen Pitlick
You can reach him on his cell at (206) 321-3627, shoot him an email, or send him a message via Twitter. [read post]
2 May 2011, 8:12 am by Kara OBrien
Advisers Are Reminded to Conduct an Annual Compliance Review Rule 206(4)-7 under the Advisers Act requires a registered investment adviser to: (i) adopt and implement written policies and procedures reasonably designed to prevent a violation of the Advisers Act and regulations thereunder and all federal securities laws, and (ii) to review, at least annually, its policies and procedures to consider any compliance issues that occurred over the year, any changes in the business activities of… [read post]
29 Apr 2011, 8:28 am by Ivana Kunda
The main changes made in the newest Draft include: Article 2:206 (2) and (3) on multiple defendants, Article 3:401 on initial co-ownership, Article 3:604 on secondary infringement, Articles 3:801 and 3:802 (2) (e) on security rights, Article 4:201 on the verification of jurisdiction of foreign courts, and Article 4:501 (2) on other grounds for non-recognition of foreign judgements. [read post]
29 Apr 2011, 7:29 am by brooks
As of Monday, our new address will be: Perlmutter & Schuelke, LLP 206 E 9th St., Ste. 1511 Austin, Texas 78701 We hope to get back to posting regular personal injury news once we get settled back in. [read post]
28 Apr 2011, 3:18 pm by Bexis
By now Restatement (Second) of Torts §402A (1965) is so old as to be thought of as somewhat antediluvian. [read post]
28 Apr 2011, 8:06 am by Jay Fishman
Massachusetts'current minimum financial requirements allowing investment advisers to maintain a segregated account instead of a bond, having a bonding requirement for custody, and requiring a bond amount of $10,000 would be replaced with the following:Investment advisers registered or required to register under the Massachusetts Securities Act and having custody of their clients funds or securities would need to comply with the safekeeping requirements of SEC Rule 206(4)-2 of the… [read post]
26 Apr 2011, 5:00 am by Doug Cornelius
Once a fund manager is registered, Rule 206(4)-1 imposes additional restrictions on advertising that the SEC has determined would be fraudulent deceptive or manipulative. [read post]
25 Apr 2011, 9:57 am by The Legal Blog
State of A.P. wherein it has been observed thus: (SCC pp. 206-07, para 21) `21. [read post]
25 Apr 2011, 5:00 am by Doug Cornelius
Section 206 of the Investment Advisers Act prohibits fraud, deception or manipulation, regardless of whether the fund manager is registered. [read post]
21 Apr 2011, 3:25 pm by NL
Camden argued that an offer of 'accommodation' pure and simple satisfied the requirements of s.176, and all else was an issue of the requirement that the property must be suitable - sections 193(5), 193(7F) and 206(1). [read post]
21 Apr 2011, 3:25 pm by NL
Camden argued that an offer of 'accommodation' pure and simple satisfied the requirements of s.176, and all else was an issue of the requirement that the property must be suitable - sections 193(5), 193(7F) and 206(1). [read post]
21 Apr 2011, 5:00 am by Doug Cornelius
Section 206 of the Investment Advisers Act prohibits fraud, deception or manipulation, regardless of whether the fund manager is registered. [read post]
20 Apr 2011, 5:00 am by Doug Cornelius
No Action Letter (1998 WL 136415) Section 206 of the Investment Advisers Act Rule 206(4)-1 — Advertisements by Investment Advisers Is it an Advertisement? [read post]
19 Apr 2011, 2:19 pm by Scott David Stewart
id=206#Family_Conciliation_Court Maricopa County Conciliation Counseling http://www.superiorcourt.maricopa.gov/SuperiorCourt/Self-ServiceCenter/Forms/FamilyCourt/fc_dradc1.asp Mohave County Conciliation Counseling http://www.mohavecourts.com/CourtAdmin/mediation/mediation.html Pima County Conciliation Counseling http://www.sc.pima.gov/? [read post]