Posts tagged with: "206"
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27 Oct 2011, 6:30 am
Bryant lost control of the car she was driving westbound on Ky. 206, overcorrected and crossed over into the eastbound lane where the car crashed into Mr. [read post]
11 Apr 2018, 8:45 am
Nelson, 206 So.3d 818 (Fla. 2nd DCA 2016), a husband and wife transferred an out-of-state home to an irrevocable trust that had the wife as sole trustee. [read post]
9 Nov 2021, 8:33 am
On December 22, 2020, the Securities and Exchange Commission adopted the new Marketing Rule (amended Rule 206(4)-1) under the Investment Advisers Act that will replace both the current advertising and cash solicitation rules and will govern investment adviser marketing. [read post]
2 Aug 2016, 6:35 am
On June 28, 2016, the Securities and Exchange Commission (the SEC) proposed Rule 206(4)-4 under the Investment Advisers Act of 1940 that would require each SEC-registered investment adviser to adopt, implement and annually review a written business continuity and transition plan to address risks related to potential significant disruptions in, or termination of, the adviser’s business. [read post]
25 Aug 2011, 7:30 am
According to a news report in The Star-Ledger, the fatal accident occurred on Route 206 in Chester Township. [read post]
1 Dec 2023, 3:34 pm
In the end, 206 Democrats and 105 Republicans voted to expel the representative. [read post]
9 Mar 2009, 1:58 am
Start with our special feature workshop, this Wednesday, March 11 at 11:10am-12:30 in Room 206. [read post]
1 May 2024, 12:15 am
Rogers, 206 Cal. [read post]
5 Sep 2019, 12:13 pm
Last month the Commission issued guidance regarding how an investment adviser’s fiduciary duty and Rule 206(4)-6 under the Advisers Act relate to an adviser’s proxy voting on behalf of its clients, including in circumstances where the investment adviser uses a proxy advisory firm. [1] In addition, the Commission issued a separate interpretation and related guidance that proxy voting advice provided by proxy advisory firms generally constitutes a solicitation subject to the… [read post]
21 Jul 2016, 5:00 am
Under Rule 206(4)-5, you can contribute up to $150 to any candidate or up to $350 if you can vote for the candidate. [read post]
6 Jul 2020, 7:19 pm
206 people with laboratory-confirmed Cyclospora infections and who reported eating bagged salad mix before getting sick have been reported from 8 Midwestern states (Illinois, Iowa, Kansas, Minnesota, Missouri, Nebraska, North Dakota, and Wisconsin). [read post]
2 Feb 2019, 7:11 am
On December 20, 2018, the staff (the “Staff”) of the Securities and Exchange Commission (“SEC”) granted conditional no-action relief to Madison Capital Funding LLC (“Madison”), an investment adviser registered with the SEC, from certain requirements under Rule 206(4)-2 (the “Custody Rule”) under the Investment Advisers Act of 1940 (the “Advisers Act”) in connection with Madison’s administrative agent services… [read post]
18 Jul 2012, 1:07 pm
Hi AALL Annual Meeting Attendees,Thanks to Martin Wisneski, the handout and PowerPoint slides for this TS-SIS sponsored presentation are now available on the TS-SIS website:http://www.aallnet.org/sis/tssis/annualmeeting/2012/handouts/This program is scheduled for 1:15pm to 2:15pm on Monday July 23 in Room 206 of the Convention Center. [read post]
6 Jul 2012, 1:55 pm
The 206-store BI-LO supermarket chain, operating in North Carolina, South Carolina, Georgia and Tennessee, has recalled of two store brand products-- Southern Home® Bacon Ranch Salad Mix and Southern Home® Creamy Parmesan Salad Mix.The salad mixes may contain small metal fragments. [read post]
12 Apr 2017, 10:24 am
, Suite 206, Boca Raton, FL 33431. [read post]
3 Aug 2018, 6:11 am
Specifically, the SEC published five settlement orders (the “Settlements”) [1] arising from alleged violations of the Investment Advisers Act of 1940, as amended (“Advisers Act”), and Rule 206(4)-1(a)(1) thereunder (the “Testimonial Rule”). [read post]
14 Apr 2007, 9:15 am
Substantial changes were made by the IRS Restructuring and Reform Act of 1998 (P.L. 105-206) and are generally effective for tax liabilities remaining unpaid as of, or arising after, July 22, 1998. [read post]
9 Nov 2021, 8:33 am
On December 22, 2020, the Securities and Exchange Commission adopted the new Marketing Rule (amended Rule 206(4)-1) under the Investment Advisers Act that will replace both the current advertising and cash solicitation rules and will govern investment adviser marketing. [read post]
10 Oct 2011, 8:14 am
Four people were injured and one woman died after a private Bell 206 helicopter crashed into the East River. [read post]
9 Oct 2014, 5:00 am
The New York Republican State Committee and the Tennessee Republican Party brought suit against the Securities and Exchange Commission challenging its political contributions rule for investment advisers, Rule 206(4)-5. [read post]
