Posts tagged with: "206" Results 501 - 520 of 4,920
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
19 Sep 2011, 6:15 pm by Asbestos Litigation
Where, in addition to a number of previously mastered " Citroen Fukang , Elysee , C2 , Picasso , C-Triomphe and Xsara , and Peugeot 206 and "307", began manufacturing new products Citroen C3 and Peugeot 5008. [read post]
2 Feb 2019, 7:11 am
On December 20, 2018, the staff (the “Staff”) of the Securities and Exchange Commission (“SEC”) granted conditional no-action relief to Madison Capital Funding LLC (“Madison”), an investment adviser registered with the SEC, from certain requirements under Rule 206(4)-2 (the “Custody Rule”) under the Investment Advisers Act of 1940 (the “Advisers Act”) in connection with Madison’s administrative agent services… [read post]
13 Nov 2009, 12:02 am
Cedars-Sinai Medical Center officials said that 260 patients had been exposed to high doses of radiation during CT brain scans during an 18-month period, up from the hospital's original estimate of 206 in September. [read post]
11 Apr 2018, 8:45 am by Holli Dean
Nelson, 206 So.3d 818 (Fla. 2nd DCA 2016), a husband and wife transferred an out-of-state home to an irrevocable trust that had the wife as sole trustee. [read post]
30 Jul 2016, 6:53 am
On June 28, 2016, the Securities and Exchange Commission (the SEC) proposed Rule 206(4)-4 under the Investment Advisers Act of 1940 that would require each SEC-registered investment adviser to adopt, implement and annually review a written business continuity and transition plan to address risks related to potential significant disruptions in, or termination of, the adviser’s business. [read post]
14 Jan 2022, 9:43 am by John Jascob
Investment violated Investment Advisers Act Sections 206(2) and 206(4) and Rule 206(4)-7. [read post]
30 Dec 2013, 4:56 am by Mark Astarita
Oliver's violations of Sections 206(2) and 206(4) of the Investment Advisers Act of 1940 and Rule 206(4)-8. [read post]
23 May 2022, 6:12 am by John Jascob
The SEC charged the adviser with violations of Investment Advisers Act Sections 206(2) and 206(4) and Rule 206(4)-7. [read post]
18 Nov 2014, 8:46 am by Stefan Passantino
Late last week, the Financial Industry Regulatory Authority (FINRA) quietly posted a new regulatory notice proposing a series of pay-to-play type rules for its broker-dealer members that closely track the pay-to-play provisions set forth by the Securities and Exchange Commission (SEC) in Rule 206(4)-5. [read post]
3 Apr 2019, 3:13 am by Doug Cornelius
Rule 206(3)-2 imposes some very specific requirements and leaves you with a final twist: This rule shall not be construed as relieving in any way the investment adviser or another person relying on this rule from acting in the best interests of the advisory client, including fulfilling the duty with respect to the best price and execution for the particular transaction for the advisory client …. [read post]
26 Jun 2020, 3:39 pm by Coral Beach
As of an update today, federal officials are reporting 206 patients have been confirmed as infected by the Cyclospora parasite in the outbreak. [read post]
28 Jan 2012, 6:45 am by Danielle Citron
Eastman, 206 A.2d 239 (N.H. 1964), involved a couple whose landlord placed a recording device in their bedroom to listen to their conversations and sounds. [read post]
14 Jul 2021, 10:26 am by Flaxman Law Group
Our bodies have 206 bones, and during a car collision, many of those bones are at risk of fractures because of the significant force and impact of a crash. [read post]
30 Sep 2014, 7:26 am by Barry Barnett
Equal pay for equal work The Equal Pay Act of 1963, 29 U.S.C. 206(d), mandates equal pay for "equal work". [read post]
20 Mar 2012, 3:10 am by Craig R. Nethercott
In February, Greece launched its sovereign debt swap, pursuant to which holders of EUR 206 billion of its bonds were invited to swap their existing holdings for a package of instruments with a nominal value of just 46.5 per cent. of the par value of their current bonds. [read post]
12 Jun 2018, 6:07 am by Doug Cornelius
The default position is always that it’s likely to be fraudulent, deceptive or manipulative and therefore a violation of Section 206 of the Investment Advisers Act. [read post]
7 Apr 2011, 3:48 am
Employee claims coercion in his agreeing to a demotion in lieu of disciplinary action Pagano v Port Authority, 270 AD2d 206 The Employment Relations Panel of the Port Authority of New York and New Jersey affirmed Authority Police Sergeant Frank Pagano agreement to accept a demotion to patrol officer. [read post]
20 Mar 2012, 3:10 am by Craig R. Nethercott
In February, Greece launched its sovereign debt swap, pursuant to which holders of EUR 206 billion of its bonds were invited to swap their existing holdings for a package of instruments with a nominal value of just 46.5 per cent. of the par value of their current bonds. [read post]