Posts tagged with: "206"
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14 Jun 2011, 12:03 pm
Possible Defenses These defenses are only meant as a general description. [read post]
28 Oct 2008, 8:01 am
First Circuit notes open issue whether civil defendant can assert the Fifth Amendment Privilege Against Self-Incrimination to create an unavailability allowing admission of his former testimony under FRE 804(a). [read post]
13 Jul 2011, 1:22 pm
As expected, former Children’s Hospital of Philadelphia attorney Roosevelt Hairston, has pled guilty to stealing $1.7 million dollars from that institution. [read post]
18 Jun 2018, 6:42 am
Event Announcements (More details on the Events Calendar) Monday, June 18 at 2pm. [read post]
12 Aug 2009, 3:54 pm
On August 6, 2009, the New York Times reported that Major League Baseball granted an exclusive license to Topps for baseball cards. [read post]
2 Apr 2008, 2:32 pm
Folks, last chance reminder - tomorrow is the worldwide webcast (as long as you can live with GMT -5.0 timing) of my day long “Taming Technology in Your Practice” CLE offering courtesy of the State Bar of Wisconsin and LegalSpan, their webcasting provider. [read post]
24 Mar 2008, 10:10 pm
Send us an email at hull.lawyers@gmail.com, call us on the comment line at 206-350-6636, or leave us a comment on the Hull on Estates blog. [read post]
10 May 2009, 8:18 pm
For Northwest fish and seafood, try Flying Fish (2234 First Avenue; (206) 728-8595); Oceanaire (1700 Seventh Avenue; (206) 267-2277); McCormick’s Fish House (722 Fourth Avenue; (206) 682-3900); and The Brooklyn (1212 Second Avenue; (206) 224-7000). [read post]
22 Oct 2020, 12:49 pm
By H. [read post]
13 Feb 2013, 11:25 am
§ 206), maximum hours and overtime compensation (29 U.S.C. [read post]
28 Mar 2019, 9:01 am
”The SEC’s complaint, filed in federal district court in Manhattan, charges Diver with aiding and abetting the investment adviser’s violations of the antifraud provisions in Sections 206(1) and 206(2) of the Investment Advisers Act of 1940. [read post]
28 Sep 2016, 6:50 am
According to the organization, proposed Rule 206(4)-4 is substantially similar to NASAA’s model rule on continuity planning. [read post]
6 Sep 2017, 9:41 am
Attorney’s Office for the District of New Jersey today announced criminal charges against Newsholme.The SEC’s complaint, filed in Trenton, New Jersey, charges Newsholme with violating Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 206(1) and 206(2) of the Investment Advisers Act of 1940. [read post]
2 Jan 2013, 11:08 am
Pitt, when the SEC adopted Rule 206(4)-6 under the Investment Advisers Act, the hope was that institutional money managers would articulate a voting policy and then later people could see how well they lived up to that policy. [read post]
1 Jan 2013, 5:16 am
."*** And so begins the new year project on this blog, which is to proceed, alphabetically, through the 206 countries of the world, and to read the "History of" page in Wikipedia. [read post]
23 Sep 2016, 10:15 am
Before this investigation, F-Squared Investments admitted that its claim about the performance of the AlphaSector strategy was substantially inflated.Without admitting or denying the findings, the 13 investment advisers consented to the entry of orders finding that they violated Sections 204 and 206(4) of the Investment Advisers Act of 1940 and Rules 204-2(a)(16) and 206(4)-1(a)(5). [read post]
27 Apr 2023, 9:01 am
” Section 206 provides for a minimum wage, so it appears to me that no portion of the minimum wage compensation could be converted into overtime or bonus pay. [read post]
17 Sep 2021, 10:45 am
Contact usEmail lawref@uw.edu (UW Law community only)Phone 206-543-6794Chat (coming soon!) [read post]
8 Sep 2016, 10:45 am
Ceresney, Director of the SEC’s Division of Enforcement.Without admitting or denying the charges, Baird and Raymond James consented to SEC’s orders finding that they violated Section 206(4) of the Investment Advisers Act of 1940 and Rule 206(4)-7. [read post]
12 May 2017, 7:59 am
In 2013, it was 206--meaning half of law schools had graduating classes larger and half had smaller. [read post]
