Posts tagged with: "206" Results 1221 - 1240 of 4,967
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
6 Jun 2019, 4:01 am by Administrator
Periodically on Thursdays, we present a significant excerpt, usually from a recently published book or journal article. [read post]
4 Jun 2019, 2:46 pm by José Guillermo
Artículo 206º.- Toda reforma constitucional debe ser aprobada por el Congreso con mayoría absoluta del número legal de sus miembros, y ratificada mediante referéndum. [read post]
4 Jun 2019, 10:45 am by Derek T. Muller
Cooley Law School Private 641 $161,986 Pepperdine University Private n/a $161,300 Nova Southeastern University Private 133 $161,219 Santa Clara University Private 231 $160,558 Elon University Private 77 $160,285 University Of The Pacific Private 244 $158,437 University Of Virginia Public 386 $158,376 Ave Maria School Of Law Private 115 $158,206 Howard University Private 219 $156,563 Northwestern University Private 329 $156,418 … [read post]
3 Jun 2019, 3:35 pm by Charlie McDonald
The final rule implements section 206 of the Economic Growth, Regulatory Relief and Consumer Protection Act. [read post]
3 Jun 2019, 2:00 am by Doug Cornelius
The Division is considering recommending that the Commission propose amendments to rules 206(4)-1 and 206(4)-3 under the Investment Advisers Act of 1940 regarding marketing communications and practices by investment advisers. [read post]
1 Jun 2019, 8:17 am by José Guillermo
Reforma Constitucional Artículo 206º.- Toda reforma constitucional debe ser aprobada por el Congreso con mayoría absoluta del número legal de sus miembros, y ratificada mediante referéndum. [read post]
31 May 2019, 2:00 am by Doug Cornelius
Although the court affirmed the SEC’s finding of a violation of Section 206(2) of the Advisers Act, it held that Commission could not find willful violations under Section 207 based on the same negligent conduct. [read post]
29 May 2019, 11:46 am by Blair & Kim, PLLC
  Call Blair & Kim, PLLC at (206) 622-6562 to discuss your case. [read post]
28 May 2019, 10:34 am by Astarita
Welshhans, Associate Director in SEC’s Enforcement Division.The SEC’s order finds that Anderson violated Sections 206(2) and 207 of the Investment Advisers Act, and aided and abetted and caused River Source’s violations of the books and records and compliance provisions of the Advisers Act. [read post]
23 May 2019, 10:35 pm by Lex-Warrier
Part IV, Chapter IV of the I&B Code deals with Insolvency Professionals and Section 206 under Chapter IV of the Code mandates for compulsory registration of Insolvency Professionals. [read post]
20 May 2019, 3:25 pm by Law Lady
Cranney, 206 So. 3d 162, 165 (Fla. 2d DCA 2016) (reversing award of ultimate decision-making authority to mother where court found both parents were capable of parenting the child even though father was less able to cooperate); McClure v. [read post]
16 May 2019, 9:01 pm by Jim Sedor
., a Cash Machine SputteringMSN – Danny Hakim (New York Times) | Published: 5/14/2019 A review of tax records by The New York Times shows that, to steady its finances, the National Rifle Association (NRA) increasingly relied on cash infusions and other transactions involving its affiliated foundation, at least $206 million worth since 2010. [read post]
16 May 2019, 2:07 pm by Tom Zagorsky
While a violation of Section 206(1) requires proof of an intent to deceive, manipulate, or defraud, sometimes referred to as “scienter,” a violation of Section 206(2) only requires proof of negligence. [read post]
In September 2014, SEC Enforcement charged the petitioners, The Robare Group and its two principals, with violations of Sections 206(1), 206(2) and 207 of the Advisers Act, alleging that they willfully failed to disclose a revenue-sharing arrangement through which the firm received compensation when its clients invested in certain mutual funds. [read post]
In September 2014, SEC Enforcement charged the petitioners, The Robare Group and its two principals, with violations of Sections 206(1), 206(2) and 207 of the Advisers Act, alleging that they willfully failed to disclose a revenue-sharing arrangement through which the firm received compensation when its clients invested in certain mutual funds. [read post]
8 May 2019, 9:05 pm by Dan Flynn
Yet, it was enough for Rose Acre Farms of Seymour, IN, to recall more than 206 million shell eggs because because of potential contamination with the Salmonella bacteria. [read post]