Posts tagged with: "financial+issue"
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11 Feb 2011, 7:03 am
The attorneys at Eccleston Law believe that Norkus raised over $9 million from up to 50 investors through the offer and sale of the promissory notes issued by Financial Update Eccleston Law represents individual and institutional investors to recover their investment losses caused by securities and investment fraud. [read post]
23 Apr 2014, 3:33 am
Harry Shuford, published a great read for anyone in workers' compensation about the cyclicality of the industry.It is in NCCI's Workers' Compensation 2014 Issues Report, which is a precursor to the organization's great Annual Issues Symposium (May 8 & 9 at the Hyatt Regency Grand Cypress, Orlando, FL).Most of us understand that workers' compensation seems to go up and down every 7 to 10 years.We attribute this wave of activity to reforms, the… [read post]
16 Apr 2020, 7:25 am
In this podcast, we are joined by Richard Cordray, former CFPB Director, and John Roddy, prominent plaintiffs’ class action lawyer, for a discussion of regulatory and litigation risks the crisis is expected to create for the consumer financial services industry. [read post]
3 Jul 2016, 4:52 pm
“The EU’s Multiannual Financial Framework (MFF) for 2014-2020 lays down maximum annual levels of EU spending in different areas. [read post]
1 Jul 2019, 2:54 pm
Both NY and the SEC, seem to be getting at this marketing issue and they don't like it. [read post]
27 Nov 2017, 1:09 am
On 24 November 2017, the Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) issued a joint circular on the results of their joint review on the potential conflicts of interest which may arise from the sale of in-house products by licensed corporations and registered institutions (collectively, intermediaries) within a single financial group. [read post]
Selected reports issued by the Office of the State Comptroller during the week ending March 12, 2016
12 Mar 2016, 8:00 am
To alleviate cash flow difficulties, officials issued revenue anticipation notes each of the past four fiscal years. [read post]
24 Apr 2018, 10:46 am
Simpson –Failure to Provide Testimony According to the Financial Industry Regulatory Authority (FINRA) on February 16, 2018 an AWC was issued in which Jerry Wayne Simpson (CRD #5513406, Madisonville, Kentucky) was barred from association with any FINRA member in all capacities. [read post]
18 Mar 2011, 9:27 am
For more information, see Principles for financial market infrastructures. [read post]
20 Oct 2008, 3:32 am
A new policy paper issued by the New America Foundation and authored by Michael Barr, Sendhil Mullainathan, and Eldar Shafir argues that we need to move toward "behaviorally informed financial services regulation. [read post]
12 Jun 2007, 10:37 pm
Press release: "CDC Off Center, a 115-page oversight report authored by the Minority Office of the Federal Financial Management Subcommittee,... [read post]
21 Dec 2006, 5:03 pm
Audit of DHS' Corrective Action Plan Process for Financial Reporting - Report No. 3, OIG-07-13 (PDF, 26 pages) December 20... [read post]
9 Jul 2019, 7:55 am
” While those circumstances are certainly not unlimited, there are a number of issues related to financial professional malpractice that come up again and again. [read post]
10 Jun 2024, 11:18 am
Last week, the CFPB issued its Semi-Annual Report to Congress covering the period beginning April 1, 2023 and ending September 30, 2023. [read post]
7 Sep 2021, 1:48 pm
Who is Eligible for Financial Assistance? [read post]
25 Nov 2016, 12:00 am
When children are born out of wedlock, however, mothers often go through a legal process to confirm paternity, which helps ensure that biological fathers contribute financially to their offspring. [read post]
25 May 2008, 5:49 am
The latest issue of the Journal of International Economic Law (Vol. 11, no. 2, June 2008) is out. [read post]
22 Oct 2009, 6:16 am
The latest issue of the International & Comparative Law Quarterly (Vol. 58, no. 4, October 2009) is out. [read post]
9 Nov 2009, 10:23 pm
The latest issue of the International Organizations Law Review (Vol. 6, no. 1, 2009) is out. [read post]
16 Mar 2023, 10:16 pm
The HCCH this month published some recent developments on private international law in Issue 1 of Uniform Law Review for 2023 as “News from the Hague Conference on Private International Law (HCCH)” Over the past year, the HCCH, supported by its Permanent Bureau, has continued its work for the progressive unification of the rules of private international law (PIL). [read post]
