Posts tagged with: "financial+issue"
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8 Mar 2016, 8:30 am
I’ll have more news soon about what else makes our March issue noteworthy and—dare I say it? [read post]
24 Jun 2013, 11:24 am
By: Kelly Carson Last month, the Federal Trade Commission (FTC) issued an updated “How-To” guide to help businesses and organizations determine whether they are subject to the agency’s Red Flags rule (Rule). [read post]
5 May 2010, 7:02 am
We reported recently on the passing of the Financial Services Act 2010 (you can see our post by clicking here) which granted the Financial Services Authority (FSA) new powers in a number of areas including reporting and control of short selling. [read post]
5 May 2010, 7:02 am
We reported recently on the passing of the Financial Services Act 2010 (you can see our post by clicking here) which granted the Financial Services Authority (FSA) new powers in a number of areas including reporting and control of short selling. [read post]
26 Sep 2016, 7:05 am
Consumer Financial Protection Bureau. [read post]
11 Jul 2022, 9:05 pm
” Clearly, regulatory agencies are interested in the effects of corporate culture on firm behavior, and our study speaks to this issue. [read post]
27 Feb 2017, 9:05 pm
Schill & Rainer Hofmann, International Investment Law and the Global Financial Architecture: Identifying Linkages, Mapping Interactions Charles N Brower & Alexandra Goetz-Charlier, International Investment Arbitration and the Global Financial System: Are They ‘Yin’ and ‘Yang’ or Like Oil and Water? [read post]
24 Jul 2020, 2:33 pm
Although this may increase their profits incrementally, their additional financial return comes at the expense of patients who suffer due to defects that could – and should – have been avoided. [read post]
24 Jul 2020, 2:33 pm
Although this may increase their profits incrementally, their additional financial return comes at the expense of patients who suffer due to defects that could – and should – have been avoided. [read post]
18 Mar 2016, 6:21 am
Our regulatory practice group assists financial service providers with complex issues that arise in the course of their business, including complying with federal and state laws and rules. [read post]
17 Aug 2012, 9:01 am
Yesterday, the Commodity Futures Trading Commission (CFTC) issued a proposal that, if enacted, will afford market participants - including financial institutions - with relief from the central clearing mandate for qualifying inter-affiliate swaps. [read post]
7 Jul 2010, 8:15 am
Gove have introduced legislation aimed at convicting criminals who financially exploit senior citizens or disabled persons. [read post]
1 Jul 2013, 2:41 pm
In its latest Financial Stability Report, the FPC (a committee of the Bank of England) set out recommendations for the UK’s new regulator – the Prudential Regulation Authority – to improve the stability of the UK banking sector, including: using the Basel III liquidity coverage ratio to assess liquidity; increasing the consistency and comparability of Pillar 3 disclosures; and calculating regulatory capital ratios under end-point Basel III definitions using the… [read post]
17 Oct 2011, 1:59 am
The Hong Kong SFC and the Hong Kong Monetary Authority today issued a joint consultation paper on a proposal to regulate over the counter derivatives in Hong Kong. [read post]
17 Feb 2011, 9:49 am
The Get Help Now page also contains a topical list of resources related to financial issues. [read post]
8 Sep 2015, 9:11 am
The Board should determine if the seller need to be summoned to a meeting to explain the issue. [read post]
16 Feb 2012, 6:53 am
Because of the importance of providing such incentives for financial stability, he concluded, ensuring that financial firms provide such incentives should be regarded as a regulatory priority. [read post]
18 Dec 2008, 10:48 am
The California stem cell agency has responded to questions involving the cutbacks and issues raised in the "Handouts vs. [read post]
3 Jan 2022, 11:17 am
Millions more are dealing with the illness’s long-term consequences, including as serious health issues, inability to work, and job loss. [read post]
31 Jul 2020, 12:35 pm
As people discuss a fiduciary duty, financial advisors must make reasonable recommendations that are suitable and appropriate for customers and must take into consideration financial resources, actual investment objectives, the client’s age, future earning capabilities, and other issues. [read post]
