Posts tagged with: "financial+issue"
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10 Nov 2013, 6:00 am
On October 14, 2013, FINRA issued a Report on Conflicts of Interest. [read post]
12 Dec 2018, 5:55 am
The latest issue of the Cambridge International Law Journal (Vol. 7, no. 2, December 2018) is out. [read post]
19 Aug 2021, 6:11 am
Summaries of all published opinions issued since April 2015 are available here. [read post]
6 Feb 2013, 1:20 am
The latest issue of the Leiden Journal of International Law (Vol. 26, no. 1, March 2013) is out. [read post]
12 Sep 2017, 5:37 pm
The latest issue of the Review of International Political Economy (Vol. 24, no. 5, 2017) is out. [read post]
4 Feb 2017, 7:43 am
The latest issue of the African Journal of International and Comparative Law (Vol. 25, no. 1, February 2017) is out. [read post]
3 May 2022, 1:31 am
The latest issue of the Manchester Journal of International Economic Law (Vol. 19, no. 1, 2022) is out. [read post]
9 Jul 2020, 5:08 am
Our Investment Adviser Group assists financial service providers with complex issues that arise in the course of their business, including complying with federal and state laws and rules. [read post]
19 Apr 2019, 6:38 pm
These claims are directed to a financial trading method used by a computer. [read post]
30 Oct 2020, 6:03 am
While most prospective franchisees have a general idea of the financial risks involved with buying a franchise, far fewer have an appreciation of the legal risks that have the potential to place their entire investment in jeopardy. [read post]
25 Aug 2023, 7:09 pm
The latest issue of The World Economy (Vol. 46, no. 8, August 2023) is out. [read post]
3 Jul 2023, 4:41 pm
The latest issue of The World Economy (Vol. 46, no. 6, June 2023) is out. [read post]
29 Mar 2024, 7:30 am
The latest issue of Journal of Refugee Studies (JRS) has been published. [read post]
10 Aug 2020, 4:00 am
For over 40 years, Attorney Pearce has tried, arbitrated, and mediated hundreds of disputes involving complex securities, commodities and investment law issues. [read post]
16 Jun 2015, 6:18 am
In this post, I summarize current issues of interest for audit committees. [read post]
31 Oct 2022, 3:30 am
Earlier this month, FASB issued its proposed ASU laying out the details of the changes it wants to make. [read post]
9 Apr 2016, 7:30 am
Selected reports issued by the Office of the State Comptroller during the week ending April 9, 2016Click on text highlighted incolor to access the entire reportState Comptroller’s auditors stop $25 million in suspicious tax refundsState Comptroller Thomas P. [read post]
6 Feb 2016, 9:00 am
Selected Reports issued by the Office of the State Comptroller during the week ending February 6, 2016 Click on text highlighted in color to access the full reportFormer Monroe County Chief Information Officer enters guilty plea in bid-rigging case Comptroller Thomas P. [read post]
9 Dec 2009, 4:57 pm
One of the things that we focus on, especially when we get a chance to do proactive estate planning, is the transfer of wealth of the non-financial assets. [read post]
14 Oct 2011, 9:05 am
Failure to Allow Vote on Transitional Aid Bill Likely to Lead to Downgrade by Moody’s Senate Republican Leader Tom Kean (R-21) said that by stalling on a transitional aid bill that would provide a much needed financial lifeline to several struggling New Jersey cities, legislative Democrats have increased the likelihood that credit rating downgrades will be issued for those cities making future borrowing more expensive. “The failure of Democrats to move forward on… [read post]
