Posts tagged with: "financial+issue" Results 4241 - 4260 of 102,415
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23 Jun 2009, 6:01 am
As such, it's certainly worth a look into the issue, which is all the Obama plan proposes. [read post]
31 May 2008, 9:42 pm
The Financial Services Working Group, a joint initiative of Treasury, the Department of Finance and Deregulation and the Australian Securities and Investments Commission, which was appointed to look at key issues associated with financial product disclosure and advice, has released a consultation paper on increasing access to simple superannuation advice. [read post]
6 Aug 2008, 1:00 pm
  While I am not sure I necessarily agree with his ultimate conclusion that vicarious liability should only be imposed in the case of quantitatively large financial misstatements while individuals should be liable for both quantitatively small and large financial misstatements "especially if they cause stock price fluctuations," I think his discussion of the issues is thought-provoking and likely to inspire further debate. [read post]
6 Dec 2013, 12:34 am by Kevin LaCroix
 How should companies respond to the renewed focus of the SEC on accounting fraud and earnings management issues? [read post]
17 Apr 2012, 2:41 pm by Andrew Lustigman
The report also reiterates FTC's support for legislation that would provide consumers with access to the personal and financial information held by data brokers. [read post]
1 Jun 2012, 5:47 pm by James Hamilton
For example, shares in Siemens, originally issued in Germanyand traded between Hong Kong and US financial institutions would be subject to the tax. [read post]
1 May 2013, 9:30 pm by Aimee Martin
  While some of the potential issues arising from this fact are foreseen by the FSA and Bank of England in a Draft Memorandum of Understanding between the Bank of England (and PRA) and the FCA, it seems unlikely that all of the potential conflicts that may arise between the two bodies are covered by the memorandum, especially in times of financial instability and uncertainty. [read post]
4 Feb 2024, 8:28 pm by Sabrina I. Pacifici
LLRX Articles and Columns for January 2024 The 2024 ‘Burning Issues’ Confronting Firm Leaders – Patrick J, Mckeena and Michael B. [read post]
29 Sep 2020, 3:34 pm by Sabrina I. Pacifici
Via LLRX – Pete Recommends – Weekly highlights on cyber security issues, September 26, 2020 – Privacy and security issues impact every aspect of our lives – home, work, travel, education, health and medical records – to name but a few. [read post]
5 Nov 2023, 7:53 pm by Sabrina I. Pacifici
Via LLRX – Pete Recommends – Weekly highlights on cyber security issues, November 4, 2023 – Privacy and cybersecurity issues impact every aspect of our lives – home, work, travel, education, finance, health and medical records – to name but a few. [read post]
14 Sep 2020, 7:54 pm by Sabrina I. Pacifici
Via LLRX – Pete Recommends – Weekly highlights on cyber security issues, September 12, 2020 – Privacy and security issues impact every aspect of our lives – home, work, travel, education, health and medical records – to name but a few. [read post]
14 May 2009, 2:19 pm
Paul, Weiss has just issued a comprehensive updated edition (May 6, 2009) of A Reference Guide to the Financial Crisis Rescue Efforts, such as are being taken via legislative and regulatory measures in the United States, Europe (European Union, United Kingdom, Germany, France, Italy, Ireland, The Netherlands, & Other European Countries) and also on a Coordinated Global basis. [read post]
12 Jul 2023, 9:15 am by Simon Lovegrove (UK)
ESMA will continue to monitor the practice of securities lending to retail clients and, if needed, issue further technical advice to the European Commission. [read post]
10 Nov 2020, 1:16 pm by James E. Novak, P.L.L.C.
Restitution is when a court orders a defendant to pay a crime victim for their financial losses related to the crime. [read post]
10 Jun 2024, 9:35 am by Simon Lovegrove (UK) and Anita Edwards
On 10 June 2024, the Financial Conduct Authority (FCA), Financial Ombudsman Service (FOS), Financial Services Compensation Scheme (FSCS), Pensions Regulator and Money and Pensions Service issued the second Wider Implications Framework Annual Report. [read post]
14 Jan 2009, 9:51 am
Auditors Advised on Going Concern Issues Spawned by Financial CrisisIn light of the impact of the current crisis on financial statements, the European Federation of Accountants has advised auditors on issues ranging from fairly valuing securities to going concern considerations. [read post]
5 Oct 2006, 10:05 pm
The SC Court of Appeals recently issued a decision, LaFrance v. [read post]
19 Jun 2021, 2:47 pm
In the EU and Asia Pacific, these issues have been discussed for years,(roundtables, council meetings, general assemblies)1 whereas the U.S. is a bit further behind. [read post]
22 Jun 2017, 4:39 pm by Kevin LaCroix
  On November 10, 2014, Vivint issues a press release disclosing the financial results for the quarter ending on September 30, 2014 (that is, the day before the company’s IPO). [read post]