Posts tagged with: "financial+issue" Results 4321 - 4340 of 102,415
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6 Feb 2010, 4:44 pm by Jeff Sovern
Senator Shelby has been the subject of withering criticism lately on an unrelated issue: his placing of a hold on all of President Obama's pending nominations. [read post]
20 May 2018, 9:23 am
If a vehicle owner experiences problems with a new car, a Los Angeles lemon law attorney can provide insight regarding remedies and can help those affected by defects to avoid financial damage by exercising their legal rights. [read post]
29 Jul 2009, 6:47 pm
The SEC's Investor Advisory Committee , after its first meeting, raised the following questions: Fiduciary duty: Should all financial intermediaries who provide investment advice to their customers be subject to the same fiduciary duties, and how should those duties be... [read post]
12 Mar 2009, 3:32 pm
The question of how to deal with financial institutions that are deemed "too big to fail" came up on Thursday as senators quizzed Treasury Secretary Timothy F. [read post]
6 Oct 2009, 12:08 pm
The following is a statement by North American Securities Administrators Association (NASAA) President and Texas Securities Commissioner Denise Voigt Crawford regarding the expansion of the Financial Industry Regulatory Authority (FINRA) pilot program to allow certain investors making arbitration claims to... [read post]
17 Jun 2010, 2:46 am
The new regime to be introduced will feature a new prudential regulator for financial firms including banks, building societies and insurers, which will be a subsidiary of the Bank of England and a new Financial Policy Committee of the Bank of England to oversee macro prudential and economic issues - described by Mervyn King, Governor of the Bank of England, as the "twin peaks" model.In addition, a new Consumer Protection and Markets Authority is to be… [read post]
10 Oct 2011, 4:50 am by Broc Romanek
Corp Fin Updates Financial Reporting Manual (Again) Last week, Corp Fin updated its Financial Reporting Manual for issues related to reporting requirements in an acquisition or disposition made by a variable interest entity, subsidiary guarantee release provisions, transitional registration statement options for first-time IFRS adopters, as well as other changes. [read post]
5 Jun 2017, 1:02 pm by Hunton & Williams LLP
The putative class consists of all such financial institutions that issued payment cards, or were involved with card-issuing services, for customers who made purchases at Chipotle from March 1, 2017, to the present. [read post]
In the Dear CEO letter the FCA reminds all firms engaged in approving financial promotions of retail investments how seriously it treats the issue. [read post]
6 Sep 2023, 9:48 am by Michael Roe
  Yet, in some of my cases along with child custody issues there can be significant financial issues and division of property issues. [read post]
18 Apr 2022, 6:58 am by Chad Jiminez
To implement recent amendments to the Fair Credit Reporting Act (FCRA), the Consumer Financial Protection Bureau (CFPB) has proposed a rule intended to assist survivors of trafficking. [read post]
22 Mar 2023, 7:59 am by Seyfarth Shaw LLP
Key issues to consider include: increased staffing on your internal payroll teams; contracting with a back-up payroll vendor in the event there are issues with the primary vendor; and identifying alternative means of financing payroll in the event of financial institution failure. [read post]
25 Apr 2011, 7:50 am
The Financial Industry Regulatory Authority (FINRA) has suspended Pinnacle Partners Financial Corporation, of San Antonio, TX, and its President, Brian K. [read post]
26 Jun 2015, 10:00 am by Stephen Beals
The following are some examples of legal issues that sometimes arise during the sale or purchase of commercial property. [read post]
23 Oct 2023, 10:00 am by Ortiz Law Firm
Staying afloat while waiting to be approved for disability benefits is a tricky issue in most cases. [read post]
5 Sep 2018, 2:01 am by Edward Smith
Auto Accidents Causing Smell Issues Auto Accidents Causing Smell Issues. [read post]
11 Jan 2011, 6:47 am by Stanley D. Baum
The Act requires that a group health plan's financial requirements and treatment limitations imposed on coverage of mental health and substance use disorder cannot be more restrictive than the predominant financial requirements and treatment limitations that apply to substantially all of the plan's medical and surgical benefits. [read post]
7 Jan 2020, 12:25 pm by Joshua Cossin
Ghosn’s husband, Carlos Ghosn, ran Nissan until his arrest in Japan late in 2018 on charges of financial misconduct. [read post]