Posts tagged with: "financial+issue"
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Selected reports issued by the Office of the State Comptroller during the week ending March 26, 2016
26 Mar 2016, 6:06 am
Selected reports issued by the Office of the State Comptroller during the week ending March 26, 2016Click on text highlighted in color to access the entire report Municipal Audits released:Town of Hempstead Sanitary District No. 1 - Selected Financial Activities Niagara Falls Water Board – Financial Management City of Olean – Procedures Related to Obligations to Fund Operating Deficits School Audits released: Burnt Hills-Ballston… [read post]
22 Jun 2021, 8:55 pm
The team will use real life examples to give attendees a toolkit for approaching the issues in a practical way. [read post]
25 Nov 2020, 12:34 pm
On 20 November 2020, the Financial Sector Conduct Authority issued a draft Declaration of Crypto Assets as a Financial Product under the Financial Advisory and Intermediary Services Act 2002 (FAIS Act). [read post]
3 Aug 2015, 1:52 pm
Financial institutions should make sure that they are equipped to address these issues if and when the CFPB exercises its rulemaking authority regarding small business loan data. [read post]
31 Aug 2020, 10:48 am
It is also important to work with an adoption attorney who has experience successfully addressing these issues. [read post]
21 Jan 2022, 7:10 am
Other topics a therapist can help a family work through include, but are not limited to: Addiction and/or substance abuse Mental illness Infidelity and emotional unavailability Financial conflict, including compulsive shopping behaviors Serious sibling rivalry, academic performance problems, and other child behavioral issues Abuse, abandonment, and neglect A family’s health insurance may cover family therapy, making it more… [read post]
20 Oct 2021, 8:49 am
Financial compensation may be the last thing on your mind. [read post]
20 Oct 2021, 8:49 am
Financial compensation may be the last thing on your mind. [read post]
20 Oct 2021, 8:49 am
Financial compensation may be the last thing on your mind. [read post]
17 Feb 2010, 6:19 am
FINRA also issued Regulatory Notice 10-09, reminding firms of their sales practice obligations when recommending or selling RCNs to retail investors. [read post]
9 May 2016, 11:17 am
In the absence of such record, the FSP’s defence was unsustainable because it could not prove the nature of the advice furnished to the complainant pertaining to the average issue. [read post]
11 Nov 2010, 5:11 am
The Court of Appeals remanded all equitable distribution issues back to the family court. [read post]
24 Jan 2020, 9:58 am
On December 18, 2019, the New York Department of Financial Services (DFS) issued its Final Regulations detailing the business conduct rules for mortgage loan servicers. [read post]
24 May 2011, 4:10 am
On Dec. 31, 2010, the Central Bank of Nigeria issued Guidelines on Shariah Governance for Non-Interest Financial Institutions.The Guidelines require all non-interest banks and financial institutions to comply with Shariah and to appoint a Shariah Advisory Committee. [read post]
11 Dec 2020, 8:50 pm
On 9 December 2020, the Financial Stability Board (FSB) issued a paper setting out the answers to questions raised at a virtual outreach meeting which sought to provide stakeholders with further information concerning the questionnaire that was published in August for gathering information about continuity of access to financial market infrastructures (FMIs) for firms in resolution. [read post]
17 Aug 2016, 1:23 pm
These issues just scratch the surface. [read post]
5 Apr 2022, 11:44 am
The government will scrutinize your financial documents, bank accounts, investment records, business records, tax returns, and any other document reflecting financial transactions. [read post]
24 Feb 2009, 11:51 pm
The Pan European Insurance Forum (PEIF) issued a paper on 12 February 2009 giving its regulatory recommendations for the insurance industry in the wake of the economic downturn. [read post]
20 Dec 2011, 2:30 am
On October 11, 2011, four of the five regulators tasked with implementation issued a proposed joint rule, which was published in the Federal Register on November 7, 2011. [read post]
17 Oct 2023, 9:01 pm
On October 11, 2023, the Federal Trade Commission (FTC) issued a proposed rule to prohibit so-called junk fees, and the Consumer Financial Protection Bureau (CFPB) issued an advisory opinion to large banks and credit unions on charging fees for financial account information. [read post]
