Posts tagged with: "financial+issue"
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22 Jan 2024, 6:30 am
The SEC looked past traditional financial performance issues and brought disclosure cases involving issues such as cybersecurity, ESG and human capital. [read post]
22 Jan 2024, 6:30 am
The SEC looked past traditional financial performance issues and brought disclosure cases involving issues such as cybersecurity, ESG and human capital. [read post]
18 Jun 2024, 9:04 am
On 18 June 2024, the European Commission issued a targeted consultation and series of workshops on the use of artificial intelligence (AI) in finance. [read post]
27 Aug 2007, 12:19 pm
ACCC Commissioner Ed Willett has spoken about finance sector regulatory issues at the Australian Bankers Association Banking Regulation Forum.Current issues on the ACCC's radar regarding the banking and financial services sector include: ACCC's action against the ANZ Bank for alleged price-fixing; mergers between banks and fund managers, including insurance companies. [read post]
9 Apr 2010, 6:32 pm
Occupational Medical Corp. (1992) 10 Cal.App.4th 1292 for the proposition that a plaintiff need not introduce evidence of the defendant's financial condition, and can rely instead on the amount of profit the defendant gained from the misconduct at issue. [read post]
14 Jul 2017, 9:02 am
The Financial Markets Law Committee (FMLC) has published a paper that focuses on issues of legal uncertainty specific to the application of EU legislation to UK based financial services providers in the event that the UK withdraws from the EU without retaining access to the Single Market under any other legal provision. [read post]
18 Mar 2020, 3:49 pm
OFAC issued General License 16C, which removes the deadline in General License 16B and makes it indefinite. [read post]
21 Feb 2017, 1:01 pm
The CFPB’s authority to enforce a CID against the supplier of a product that is arguably not a consumer financial product or service is currently at issue in the Eastern District of Pennsylvania, involving a CID directed to an issuer of settlement annuities. [read post]
14 Jun 2010, 5:00 am
The Restoring American Financial Stability Act of 2010. [read post]
29 Jan 2018, 7:53 pm
While only two other states have issued nearly identical guidance, we think it’s prudent for financial professionals to follow these guidelines regardless of what states they live in.Why? [read post]
28 Feb 2019, 4:35 pm
They can be liable if they give legal advice or tax advice and that advice is incorrect and causes financial harm. [read post]
25 Sep 2021, 5:10 am
Town of Boylston – Financial Condition (Oswego County) The board did not effectively manage the town’s financial condition. [read post]
25 Sep 2021, 5:10 am
Town of Boylston – Financial Condition (Oswego County) The board did not effectively manage the town’s financial condition. [read post]
20 May 2024, 7:18 pm
Issues such as FHA mortgage denials due to unresolved judgments, which can impact financial prospects for up to 20 years, make bankruptcy an appealing alternative for aspiring homeowners. [read post]
21 Mar 2016, 11:27 am
On March 10, DBRS issued a report entitled: Mapping Financial Institution Internal Ratings to DBRS Ratings for Global Structured Credit Transactions. [read post]
29 May 2012, 9:07 am
On May 18, 2012 the Financial Industry Regulatory Authority (FINRA) issued its Regulatory Notice 12-25 which provides additional guidance on the rule of suitability that will go into place on July 9, 2012. [read post]
17 Nov 2020, 8:27 am
However, it may take some time for issues to surface as the charge on operational resilience is only starting to gain momentum. [read post]
7 Apr 2021, 8:45 pm
Among other things the letter notes the importance of addressing issues related to climate change. [read post]
21 Feb 2022, 1:00 pm
The CFPB has issued a compliance bulletin “to reiterate that the compulsory use prohibition in the [Electronic Fund Transfer Act (EFTA)] applies to government benefit accounts, as defined in Regulation E. [read post]
8 Jun 2021, 8:45 pm
On 7 June 2021, the Task Force on Climate-Related Financial Disclosures (TCFD) issued two documents for public comment: Proposed Guidance on Climate-related Metrics, Targets, and Transition Plans. [read post]
