Posts tagged with: "financial+issue"
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30 Jan 2016, 8:59 am
utm_source=weeklynews20160131&utm_medium=email&utm_campaign=012616areleaseSouth Seneca Central School District– Financial managementhttp://www.osc.state.ny.us/localgov/audits/schools/2016/southseneca.pdf? [read post]
10 Jul 2021, 4:00 am
DiNapoli announced the following audits and reports were issued during the week ending July 10, 2021. [read post]
10 Jul 2021, 4:00 am
DiNapoli announced the following audits and reports were issued during the week ending July 10, 2021. [read post]
30 Jan 2023, 4:15 am
One of the disclosure requirements from the SEC’s recently adopted clawback rules is a set of new checkboxes for the cover page of the Form 10-K, Form 20-F and Form 40-F, with one of those checkboxes indicating whether the financial statements included in the report reflect the correction of an error to previously issued financial statements, and another checkbox indicating whether any of the error corrections require a recovery analysis under the company’s… [read post]
28 Mar 2022, 12:00 am
However, a maintenance obligation should be distinguished from a financial obligation. [read post]
28 Mar 2022, 12:00 am
However, a maintenance obligation should be distinguished from a financial obligation. [read post]
8 Jul 2010, 7:00 pm
A financial advisor highlights some financial issues to address in property division in divorce. [read post]
1 Dec 2021, 8:40 pm
On 30 November 2021, the Financial Stability Board (FSB) issued a report on good practices for Crisis Management Groups (CMGs). [read post]
20 Mar 2017, 2:16 pm
On March 15, 2017, the Office of the Comptroller of the Currency (“OCC“) issued a “Draft Licensing Manual Supplement for Evaluating Charter Applications from Financial Technology Companies,” which provides additional details on the evaluation of national bank charter applications from financial technology (“fintech“) companies that engage in the business of banking. [read post]
24 Mar 2021, 8:50 pm
On 22 March 2021, the International Islamic Financial Market (IIFM) issued a White Paper ‘Global Benchmark Rate Reforms and Implications of IBOR Transition for Islamic Finance’. [read post]
15 Oct 2007, 7:25 am
Some older clients seek guidance as they end their marriages As if baby boomer retirement and estate planning weren't enough, financial advisers are now grappling with another issue brought to the fore by boomers: late-in-life divorce. [read post]
15 Aug 2018, 5:56 am
According to some reports, nearly 1/3 of National Securities brokers have had regulatory issues, legal disputes, or personal financial problems that have been disclosed to investors National Securities Corporation is one of the oldest financial firms in the U.S., dating back over 70 years. [read post]
16 May 2007, 11:23 am
Rev. 1373 (2007):At issue was the promise to voters that by passing Proposition 71 in 2004 and setting up the CIRM, the public would reap a healthy financial return on their $ 3 billion investment. n431 A year later, and after they received voter approval, however, project leaders were backpedaling, saying that the state should not try to reap a financial return via licensing royalties, but rather should be content to allow the university recipients of the research funds… [read post]
27 Aug 2012, 2:07 pm
FINRA (the Financial Industry Regulatory Authority) and the SEC (the Securities and Exchange Commission) recently joined together to issue a National Exam Risk Alert (the “Alert”). [read post]
13 Dec 2019, 7:15 am
A final rule issued today (12/12/19) takes effect on January 15, 2020. [read post]
3 Apr 2014, 9:12 am
Following her termination, a former employee filed a charge with the NLRB and the Acting General Counsel for the Board issued a complaint charging the employer with maintaining a rule prohibiting employees from discussing employee wages. [read post]
8 Jun 2010, 2:31 am
Please feel free to comment below. **** A recap on some audit issues Looking back over our posts over the past year or so, we’ve commented on a number of issues which impact investors’ due diligence procedures when thinking about the audit process, the financial statements, and the auditor themselves. [read post]
22 Dec 2011, 6:58 am
The Wall Street Journal story looks at the issue through the eyes of a financial planner. [read post]
5 May 2016, 12:30 pm
Today the Consumer Financial Protection Bureau announced that it is issuing and seeking public comment on new proposed regulations that would prohibit providers of certain consumer financial products and services from including mandatory arbitration clauses that preclude class-action lawsuits in their consumer contracts. [read post]
9 Nov 2023, 6:56 am
The CFPB recently issued a policy statement in which it provided a framework for determining what constitutes abusive conduct under the CFPA. [read post]
