Posts tagged with: "financial+issue"
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4 Aug 2014, 7:33 am
On July 30, the Financial Crimes Enforcement Network of the U.S Department of the Treasury proposed rules under the Bank Secrecy Act to clarify and strengthen customer due diligence requirements for banks and other financial institutions (including brokers or dealers in securities, mutual funds, futures commission merchants and introducing brokers in commodities) in an effort to help prevent the use of anonymous companies to engage in or launder the proceeds of illegal activity in… [read post]
8 Jun 2014, 8:37 am
This warning sheds light on the growing issues related to the legal discrepancies in state and federal marijuana law. [read post]
19 Nov 2020, 7:53 am
Contents include:Special Issue: International Financial Institutions and Gendered Circuits of Labour and Violence Jacqui True & Aida A. [read post]
29 Jul 2015, 8:06 am
The Federal Financial Institutions Examination Council (FFIEC) recently issued an assessment tool meant to assist financial institutions in the detection of cybersecurity vulnerabilities and the prevention of cyber attacks. [read post]
27 Jan 2010, 1:21 am
In any event, the significance of this step is that it seeks to address issues that go to the root cause of the crisis. [read post]
29 Dec 2020, 6:28 am
Two were issued in 2011, one in 2013, and one in 2014. [read post]
4 Aug 2011, 10:36 am
On August 2, chairman of the House Financial Services Committee, Rep. [read post]
14 Jul 2022, 5:58 pm
The increased frequency and intensity of extreme weather and climate-related events, and the intense debate about current and future energy policies in many jurisdictions, highlights that financial risks related to climate change, including transition risks, are not just a long-term issue or tail event. [read post]
22 Mar 2011, 6:22 am
Tahyar is a partner in the Financial Institutions Group at Davis Polk & Wardwell LLP. [read post]
9 Jan 2024, 10:16 am
By Lauren Bikoff, MLSThe Treasury Department’s Financial Crimes Enforcement Network (FinCEN) has issued a final rule that establishes the framework for access to and protection of beneficial ownership information (BOI). [read post]
6 Nov 2019, 9:24 am
While it is highly debatable whether the Equal Credit Opportunity Act or other fair lending laws apply to social media advertising of this nature, regulators take the position that they do, and they sometimes explore these issues in examinations. [read post]
29 Feb 2012, 11:19 am
They are advocating on "[i]nternational corporate tax issues," according to a lobbying registration filing. [read post]
29 Jul 2019, 12:12 pm
A Letter of Acceptance Waiver & Consent was reportedly issued in which the firm was censured and fined $225,000. [read post]
17 Jun 2014, 4:00 am
The CFPB has invited comments from all members of the public, including individual consumers, consumer groups, academics, and financial institutions, on these and other issues identified in the RFI. [read post]
30 Mar 2009, 3:47 pm
For the latest on the impossible DREAM (Act) and related issues, see Michael A. [read post]
28 Dec 2010, 10:04 am
Government (268 pages): For FY 2010, the Government Accountability Office (GAO) issued a disclaimer of audit opinion on the accrual-based Governmentwide financial statements for the fourteenth consecutive year. [read post]
27 Nov 2013, 9:39 am
This fine lady contacted my office on a separate legal issue with her pension plan and told me about her conversations with the adviser. [read post]
31 Mar 2020, 9:15 am
In February, the court issued its original opinion on this case concerning ex-felon enfranchisement. [read post]
31 Mar 2023, 6:00 am
Massachusetts Secretary of the Commonwealth William Galvin told a news outlet that his office had issued a subpoena against First Republic. [read post]
13 Sep 2019, 8:38 am
In August, the UK’s Financial Reporting Council (FRC), a regulator with responsibility for auditors, accountants and actuaries, issued its first annual enforcement review. [read post]
