Posts tagged with: "financial+issue"
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11 Mar 2024, 3:00 am
In late February, the PCAOB issued its most recent inspection reports on the Big 4 accounting firms, and according to this WSJ article, the results were not great: Several U.S. accounting giants had greater deficiencies in their audits of public companies’ 2021 financial statements compared to the previous year, according to annual inspection reports released Wednesday by the Public Company Accounting Oversight Board. [read post]
14 Jun 2024, 12:01 pm
Sexual harassment remains a pervasive issue in multiple industries in New York, including the financial sector. [read post]
27 Oct 2021, 12:49 pm
Common Marital Financial Issues Because there is no one right strategy for managing money, couples who discuss each other’s attitudes towards spending money right from the beginning of their relationship are more likely to have a successful marriage. [read post]
UK: The Financial Services Authority Publishes Independent Review of Financial Promotions Compliance
26 Jan 2010, 7:51 am
The Financial Services Authority (FSA) has recently published the results of an independent review of firms' compliance with its financial promotions requirements (the Review). [read post]
19 Oct 2017, 10:22 am
The forms needed for this process depend on whether the resolution of issues includes both property and support considerations, or just support. [read post]
16 Aug 2016, 9:53 am
The latest issue of Global Summitry (Vol. 2, no. 1, June 2016) is out. [read post]
22 Sep 2015, 6:39 am
The latest issue of World Politics (Vol. 67, no. 4, October 2015) is out. [read post]
30 Mar 2018, 6:37 pm
The Realities of 401k Fraud Unfortunately, 401k fraud is a very real issue for many retirement investors. [read post]
24 Aug 2016, 8:17 am
Cyber Security for Financial FirmsBy Elisabeth Miller, Managing Partner, Milava ConsultingCyber Security for Financial FirmsThe good news is that financial services are one of the top performing industries regarding cyber security. [read post]
12 Feb 2019, 7:00 am
Our plan members feel a little more confident after they have worked with our counselors to resolve questions and issues. [read post]
28 Jun 2017, 7:11 am
By Lene Powell, J.D.In a hearing of the capital markets subcommittee of the House Financial Services Committee, lawmakers heard from securities exchanges, market makers, and brokerages in a broad exploration of equity market structure issues including data feeds and broker rebates, among other topics.SIP vs. proprietary feeds. [read post]
1 Mar 2010, 6:41 am
Your case will be reactivated if there are any indications that your financial situation has improved. [read post]
29 Mar 2010, 9:10 pm
Contents include:Special Issue: Strategies for Solving Global Crises – The Financial Crisis and BeyondRoman Goldbach, Thorsten Hasche, Jörn Müller & Stefan Schüder, Global Governance of the World Financial Crisis? [read post]
15 Mar 2010, 4:46 am
The Tax Implications: IRS guidance issued March 4 spelled out, step by step, how financially troubled and underwater borrowers can qualify for tax relief when a lender agrees to lower their debt. [read post]
26 Nov 2019, 10:56 am
The post Consumer Financial Protection Bureau sued on behalf of student loan borrowers appeared first on JURIST - News - Legal News & Commentary. [read post]
26 Mar 2014, 7:49 am
MishkinThe Senate Banking Committee’s subcommittee on Financial Institutions and Consumer Protection is holding a hearing today titled: “Are Alternative Financial Products Serving Consumers? [read post]
15 Jun 2018, 12:04 pm
Our regulatory practice group assists financial service providers with complex issues that arise in the course of their business, including compliance with federal and state laws and rules. [read post]
1 Apr 2019, 12:50 pm
I am pleased to announce that Kim Phan, an attorney noted for her work on privacy and data security issues for a variety of industries, including consumer financial services, retail, and higher education, has returned to Ballard Spahr as a partner after a short absence. [read post]
5 Sep 2023, 9:26 am
On 5 September 2023, the Financial Services Consumer Panel (FSCP) published a final report on financial services firms’ personal data use, in which it considers whether that use is leading to bias and detriment for consumers with protected characteristics. [read post]
30 Jun 2020, 12:51 am
The court will issue a financial restraining order if you can prove all of the following: You own assets that you have a right to protect. [read post]
