Posts tagged with: "financial+services"
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4 Aug 2008, 3:30 pm
Let's start with report yesterday from three major wire services. [read post]
1 Feb 2022, 7:48 am
30 Nov 2021, 1:14 pm
If not, did a notice still have to be served before the start of the financial year oor before first payment? [read post]
8 Feb 2022, 6:15 am
Pursuant to the CCPA, businesses that offer financial incentives (e.g., loyalty programs) or price/service differences in exchange for personal information must provide consumers with this CCPA Notice. [read post]
31 Oct 2024, 3:45 pm
This may include reviewing the company’s status on the California Secretary of State website to ensure good standing, reviewing publicly available reviews, asking for references from other customers, determining how long they have been in business and how long the product has been live, and making inquiries into the company’s financial health. [read post]
25 Mar 2008, 2:22 pm
United States Marshals Service Annual Financial Statement, Fiscal Year 2007, Audit Report 08-15, March 2008 (Commentary and Summary Only) Offices,... [read post]
16 Oct 2013, 6:17 am
Between March 16, 2009, and September 21, 2012, FINRA alleged that Sunset Financial Services, Inc., (Sunset) failed to establish and maintain a supervisory system regarding the sale of leveraged or inverse exchange-traded funds, otherwise known as nontraditional ETFs, that was reasonably designed to comply with NASD Conduct Rule 3010. [read post]
8 Feb 2022, 11:42 am
To learn more about the firm’s investigations, please see: If you are concerned about investments with German Nino and UBS Financial Services, the securities attorneys at The White Law Group may be able to help you. [read post]
4 Aug 2023, 9:21 am
In the letter the FCA recognises the increased public concern about payment accounts being closed without fair justification and refers to the role of the Financial Ombudsman Service in adjudicating individual cases. [read post]
23 May 2012, 2:01 am
Earlier this year the Consumer Financial Protection Bureau (CFPB) issued its final rule on electronic remittances. [read post]
10 Jan 2018, 10:16 am
The panel will discuss the impact that technology will have in 2018 on the regional, domestic, and global economic and financial environment. [read post]
12 Sep 2014, 6:00 am
This post is part of the Delaware law series, which is cosponsored by the Forum and Corporation Service Company; links to other posts in the series are available here. [read post]
28 Nov 2018, 2:59 pm
” This webinar will address the latest developments with respect to the foreign financial asset reporting rules and recent offshore tax enforcement efforts by the Internal Revenue Service and the Justice Department. [read post]
25 Apr 2010, 5:20 pm
Any form of payment relating to volume or sales targets (including employee sales and volume targets) from any financial services business, relating to the distribution and provision of advice for retail financial products. [read post]
30 Jul 2014, 3:33 pm
The Financial Institutions Subcommittee of the House Financial Services Committee has set a hearing on H.R. [read post]
7 Aug 2018, 9:30 am
Navigating through conflict, financial tough spots, working with your service providers, noncompliance issues, homeowner requests, day-to-day operations, and strategic planning can be overwhelming. [read post]
8 Dec 2022, 8:29 am
Financial institutions are being attacked by ransomeware groups, phishing, foreign nation state attackers, including those from Russia and CHina, and denial of service attackers. [read post]
2 Jul 2009, 1:22 pm
To date, these powers have been shared among all financial services regulators, including the Federal Trade Commission ("FTC"). [read post]
7 Aug 2010, 8:21 am
Wallace, President/General Counsel of Sorenson Management Services, L.L.C. at 4393 Riverboat Road, Suite 450 in Salt Lake City, Utah 84123 says that the company he works for is not the company referenced by United First Financial in their email about the non-disclosure agreement. [read post]
1 Nov 2011, 11:16 am
2) Refugees do not receive any more financial assistance than Canadian pensioners. [read post]
