Posts tagged with: "financial+services" Results 3961 - 3980 of 76,785
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24 Sep 2011, 9:55 am by David Feldman
Obama recently announced he supported), the House Financial Services Committee, led by Chairman Spencer Bachus (R-AL) and Vice Chair David Schweikert (R-AR) held a hearing this week on additional bills that have been proposed to help smaller businesses raise capital. [read post]
14 Jan 2022, 6:59 am by Bob Kraft
You need professional legal services in this process because calculating how much your injuries are worth might be challenging. [read post]
17 Feb 2010, 7:13 pm
The Financial Industry Regulatory Authority (FINRA) has fined H&R Block Financial Advisors (now Ameriprise Advisor Services) $200,000 for failing to put in place the proper system to supervise its reverse convertible notes (RCN) sales to retail clients. [read post]
17 Aug 2008, 5:01 am
Layoff considerations Civil Service Law Sections 80 and 81-A; Education Law Sections 2510; 3013 The financial difficulties faced by the State and its political subdivisions has generated concern that public employers may have to abolish jobs resulting in layoffs. [read post]
1 Mar 2022, 3:57 am by Rob Robinson
First Half 2022 Financial Results from Nuix appeared first on ComplexDiscovery. [read post]
24 Mar 2010, 8:08 pm by constitutional lawblogger
Senator Chris Dodd last week introduced his financial reform bill, including his version of a consumer financial protection agency to regulate the financial services industry and "to protect consumers from abusive financial services practices. [read post]
28 Mar 2012, 7:33 am by D. Daxton White
 According to the reports, Wicks was a registered representative with MetLife Financial Services at the time of the fraud. [read post]
1 Dec 2011, 5:15 am by igorodetski
On September 28, 2010, the Honest Services Restoration Act was introduced in the Senate by Senator Patrick J. [read post]
On 7 October 2024, the Financial Conduct Authority (FCA) published a Dear CEO letter to firms whose primary business is financial advice or investment intermediation. [read post]
9 Dec 2016, 7:25 am by Adam Weinstein
  Finally, from January 2012 until November 2016 Kievman was associated with Ameriprise Financial Services, Inc. out of the firm’s Westlake Village, California office location. [read post]
24 Feb 2020, 6:42 am by Kaufman Dolowich Voluck
Perr, Co-Managing Partner of the KDV Philadelphia office and Chair of the Consumer KDV’s Financial Services Practice Group, will be presenting at a webinar. [read post]
9 May 2014, 12:44 pm by Sabrina I. Pacifici
The Postal Service continues to capitalize on its competitive advantage in providing “last mile” service, resulting in a 26.4 percent increase in revenue from Parcel Return and Parcel Select Service over the same period last year…As recorded in the Postal Service’s second quarter results, the volume of high-margin First-Class Mail continued to decline, a major contributor to the Postal Service’s precarious financial… [read post]
1 Mar 2014, 4:52 pm by Sabrina I. Pacifici
” The lack of regulation has allowed incompetence and abuses by tax preparers to flourish, putting consumers at risk of audit by the Internal Revenue Service (IRS) or even criminal sanctions. [read post]
22 Dec 2020, 10:02 am by Iorio Altamirano
Alame has been affiliated with Insight Advisors, LLC in Newtown, Pennsylvania, and Gate Key Financial, L.L.C., in Raleigh, North Carolina. [read post]
18 May 2015, 8:56 am by Jon T. Pearson
The representatives from financial aid offices and associations offered unique perspectives to the group. [read post]
2 Jun 2025, 1:00 pm by Unknown
Sutherland reported the Herren incident to the county Adult Protective Services agency (APS). [read post]
25 Oct 2011, 3:04 pm by David Jacobson
Recovery planning focuses on measures that would enable a financial institution to survive a destabilising event, such as through its strategies for raising additional capital, accessing liquidity or disposing of non-core business. [read post]
6 May 2025, 12:02 pm by Adam Schwartz
Also: “We occasionally collect data about you from financial entities to perform verification services and from commercial sources. [read post]