Posts tagged with: "financial+services"
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23 Aug 2016, 10:37 am
One couple, who paid fees to the consulting company and the law firm and eventually lost their home in a foreclosure, lodged a Complaint with Commissioner of Financial Regulation. [read post]
24 Apr 2008, 11:14 am
The Board stated that it had previously found physical commodity trading and energy management services to be complementary to the financial activity of engaging in commodity derivatives transactions and investment advisory services. [read post]
13 Aug 2019, 8:00 am
Countrywide Pre-Paid Legal Services knows how medical bills harm financial wellness. [read post]
10 Jul 2017, 1:22 am
No changes to existing financial services licenses. [read post]
3 Apr 2023, 11:40 am
SurePoint, a company that provides practice management, financial and client relationship products for mid-sized law firms, today announced the appointment of a new CEO, Eric Thurston, a veteran business-transformation leader with more than two decades of experience scaling and leading high-growth software and services companies across several verticals, including legal. [read post]
31 Jan 2022, 11:41 am
“Financial services firms are not government actors and, as such, the First Amendment is not implicated in this situation. [read post]
6 Mar 2011, 12:32 pm
The Financial Conduct Authority will regulate financial firms across the entire spectrum of financial services. [read post]
26 Apr 2021, 7:14 am
On April 5, the Consumer Financial Protection Bureau (CFPB) proposed rule changes intended to prevent avoidable foreclosures as emergency federal foreclosure protections put in place due to the global pandemic expire. [read post]
13 May 2019, 7:12 pm
AI has the potential to help break down barriers and make it easier for entrepreneurs, aspiring homeowners, and consumers to interact with banks and utilize financial services, but it is crucial that the application of AI to financial services contributes to an economy that is fair for all Americans. [read post]
27 Jan 2011, 11:36 am
Dodd-Frank defines a financial product or service to include financial advisory services to consumers on individual financial matters, with the exception of advisory services related to securities provided by a person regulated by the SEC or a state securities commission to the extent that such person acts in a regulated capacity. [read post]
18 Mar 2022, 12:34 pm
These calls were alleged to have been made with the goal of selling credit and debit card payment processing services and hardware offered by the defendants. [read post]
22 Mar 2012, 8:25 am
According to the reports, Rivera is a former financial advisor of Morgan Stanley Smith Barney who worked at the firm’s Paramus office from October 2008 to October 2010, providing private wealth management services to clients and managing their investment accounts. [read post]
24 Sep 2020, 1:52 pm
The CFPB recently announced that it has entered into a consent order with Lobel Financial Corporation, a company that purchases and services retail installment sales contracts (RISC) originated by subprime auto dealers, to settle the Bureau’s claims that Lobel engaged in unfair practices in connection with a product referred to as Loss Damage Waiver (LDW). [read post]
15 Jan 2019, 6:39 am
Under the EUWA 2018 HM Treasury has published, among other things, two draft statutory instruments relevant to the FSCR: The Financial Services Contracts (Transitional and Saving Provision) (EU Exit) Regulations. [read post]
11 Sep 2010, 9:05 pm
In respect of financial services regulatory issues, Penny Wong becomes the Minister for Finance and Deregulation and Bill Shorten is the Assistant Treasurer, Minister for Financial Services and Superannuation. [read post]
12 Mar 2019, 5:51 am
The decision provides that Annex IX (Financial Services) to the EEA Agreement should be amended to incorporate the MCD. [read post]
9 Apr 2020, 8:26 am
A view from the Netherlands Over the coming weeks, partners from our financial services team will be sharing with clients and contacts a series of video diaries setting out their views on the latest developments in respect of COVID 19 impacts in the various areas of financial services. [read post]
8 Jul 2009, 11:21 am
The Administration's proposal also would create the CFPA, which would have exclusive authority to issue rules for consumer financial products and services, and primary authority to enforce the consumer protection laws covering financial products and services that the FTC currently enforces. [read post]
9 Feb 2011, 8:21 am
The CFPB has also announced the creation of a future Consumer Response Center to receive consumer complaints and inquiries related to consumer financial services. [read post]
10 Jul 2020, 9:37 am
The CFPB’s complaint alleges that Timemark marketed its debt relief services online and provided a telephone number for consumers to call to sign up for services. [read post]
