Posts tagged with: "financial+services"
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15 Feb 2012, 12:37 pm
Margaret Cole, the current managing director of enforcement and financial crime at Britain's Financial Services Authority, will leave the organization at the end of March, [read post]
15 Jun 2011, 7:11 am
In one of the largest dollar awards to date in a Lehman note case against UBS Financial Services Inc., a Financial Industry Regulatory Authority (FINRA) arbitration panel [read post]
30 Dec 2016, 2:00 pm
From the ABA Journal online: Law firm partners are reaping “soaring” profits amid flat demand for law firm services, creating “an unsustainable model” for law firms, according to the co-founder of a company that developed... [read post]
14 Oct 2010, 1:59 pm
A number of studies suggest that this leads to the under-taxation of financial services. [read post]
17 Jun 2007, 9:00 pm
These opportunities are with the Assurance Services group to service its clients in the financial sector and the tourism industry. [read post]
6 Aug 2010, 11:22 am
These opportunities are with the Assurance Services group to service its clients in the financial sector and the tourism industry. [read post]
7 Jan 2008, 4:48 am
These opportunities are with the Assurance Services group to service its clients in the financial sector and the tourism industry. [read post]
12 Nov 2010, 8:57 am
Newly formed Eccleston Law Offices, PC (formerly the entire securities practice group at SNSFE along with Carol Grimes, Office Administrator) are alerting reps and advisers at Chicago-based, now defunct, Brewer Financial (as well as all other firms) that they are offering their transition services to reps and advisers at a discounted fixed fee rate of $2,500.Headhunters across the country work with James Eccleston and his team to successfully move brokers and advisers to new firms,… [read post]
17 Mar 2023, 10:44 am
Announces Second Quarter 2022 Financial Results Strong Growth? [read post]
8 Sep 2022, 8:37 am
Our discussion examines the FTC’s Advanced Notice of Proposed Rulemaking relating to what it describes as “commercial surveillance” and the CFPB’s circular confirming that covered persons and service providers may violate the Consumer Financial Protection Act’s prohibition against unfair acts or practices when they fail to adequately safeguard consumer information. [read post]
28 Oct 2014, 11:27 am
The question in Hana Financial v. [read post]
13 Oct 2011, 5:02 am
Four bills made their way through the Capital Markets and Government Sponsored Enterprises Subcommittee of the House Financial Services Committee. [read post]
29 Aug 2023, 7:58 am
The Securities and Exchange Commission today announced charges against Archipelago Trading Services Inc. [read post]
21 Nov 2011, 8:30 pm
2) Refugees do not receive any more financial assistance than Canadian pensioners. [read post]
23 Sep 2020, 6:49 am
However, we know that Lincoln Financial took over Liberty Mutual. [read post]
18 May 2012, 11:13 am
We all do--but not the financial services industry, the bankers who sunk [sic] our economy. [read post]
24 Oct 2024, 8:29 am
A weekly subscription service published by an insurance compliance professional for insurance compliance professionals! [read post]
21 Jul 2015, 9:30 pm
"According to the The Financial Services Blog it is described as“...the R&D function of financial services in the digital age….less to do with technology more to do with business model reinvention and customer centric design. [read post]
25 Apr 2025, 4:00 am
For the 2025-2026 program year Tia will take the role of Treasurer and will be the Association's Chief Financial Officer. [read post]
20 Mar 2009, 8:22 am
Corporations demand financial accountability from their law firms and now realize that a [read post]
