Posts tagged with: "financial+services"
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19 Jun 2014, 3:35 pm
., already purchased items that may be excess due to subsequent changes in the services’ requirements) and has made progress towards its goals for reducing backorders (shortages of spare parts), but challenges remain. [read post]
26 Jul 2010, 7:12 am
President Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act, (the “Dodd-Frank Act”) in reaction to the financial crisis. [read post]
7 Nov 2014, 6:02 am
The court also rejected criticisms of the seller's financial advisor based on supposed conflicts of interest and flawed valuation methodologies. [read post]
18 Dec 2019, 6:38 am
Service to our country can affect how child support payments are implemented. [read post]
10 Jan 2024, 5:18 am
This may include your financial documents, medical records, and any other documents that are relevant to your legal issue. [read post]
26 Jul 2018, 4:00 am
For example, when a company sells a long-term service contract to a customer, when is that revenue recognized? [read post]
8 Jul 2008, 7:27 am
An Alabama consumer has recently sued the debt buyer and debt collector Arrow Financial Services, LLC for violating the Fair Debt Collection Practices Act (FDCPA) and state law including fraud. [read post]
20 Sep 2009, 4:36 pm
" [11] The majority of nonprofits facing the most difficulties are mid-sized organizations with revenues between $500,000 and $3 million. [12] However, the report also found that due to the steps the nonprofits were taking to reduce the financial impact on their organizations, a substantial portion of them indicated a good financial performance even after months of the recession. [13] Another sign of the nonprofits' resilience appears in the Midwest as Michigan… [read post]
20 Aug 2017, 6:24 am
Sales practices in the financial services industry have come under increased scrutiny from both regulators and financial institutions since last year. [read post]
10 Jun 2022, 4:31 am
On July 12, 2022 our financial services and risk advisory teams will be holding a panel discussion event on the key financial crime issues facing financial services firms. [read post]
11 May 2021, 7:10 am
Ohio National Financial Services Broker-Dealer Accused of Failing to Properly Supervise The Financial Industry Regulatory Authority (FINRA) announced that brokerage firm O.N. [read post]
28 Jun 2022, 1:18 am
On July 12, 2022 our financial services and risk advisory teams will be holding a panel discussion event on the key financial crime issues facing financial services firms. [read post]
18 Jan 2022, 8:16 am
UBS Financial Services is Also a Defendant in New Class Action Lawsuit If you are a UBS Financial Services customer who invested in the firm’s Yield Enhancement Strategy (UBS YES) at the recommendation of New York financial advisor, William Montgomery Cerf, you are not alone. [read post]
28 Aug 2012, 3:12 pm
Nelson is a senior associate in the Financial Services Regulatory Group at Reed Smith LLP, resident in the Princeton and Washington, D.C. offices, and a co-leader of the firm’s Financial Institutions Enforcement & Investigations Task Force. [read post]
17 Mar 2022, 11:59 am
The Statute of Limitation for Financial Exploitation Claims Arizona’s Adult Protective Services Act is designed to protect Arizona’s large population of vulnerable adults from abuse, neglect or financial exploitation. [read post]
22 Jan 2020, 6:28 am
Phil Murphy, a qualified individual who reasonably believes that financial exploitation of an eligible adult has occurred would be required to notify the Bureau of Securities as well as any applicable county adult protective services provider. [read post]
27 Sep 2009, 9:56 am
House Financial Services capital markets subcommittee chairman Rep. [read post]
1 Oct 2014, 10:31 am
In California, reports can be made to the local county Adult Protective Services Agency or to local law enforcement. [read post]
3 Sep 2014, 11:09 pm
In California, reports can be made to the local county Adult Protective Services Agency or to local law enforcement. [read post]
15 Jul 2010, 5:48 am
Ethics Inquiry: The Office of Congressional Ethics is looking into fundraisers involving financial services companies that took place near the time of the House vote on financial reform, according to this article in The New York Times. [read post]
