Posts tagged with: "financial+services"
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5 Feb 2025, 3:54 am
The Tribunal highlighted that an authorised financial services provider must “be satisfied at all times that its representatives are competent and comply with the ‘fit and proper’ requirements when rendering financial services”. [read post]
1 May 2024, 6:47 am
The affected individuals were offered 2 years of complimentary credit monitoring services. [read post]
9 Jul 2020, 10:28 am
Deutsche Bank (argued and decided together with Mazars), arose after the House Committee on Financial Services and the House Permanent Select Committee on Intelligence issued subpoenas to Deutsche Bank and Capitol One seeking records relating to the president, his family and the Trump Organization as part of an investigation into possible foreign influence in U.S. elections. [read post]
29 Nov 2011, 7:29 am
Maloney has chaired the Joint Economic Committee as well as the House Financial Services Subcommittee on Financial Institutions and Consumer Credit. [read post]
7 Apr 2024, 9:01 pm
The United Kingdom and Japan, both of which have large financial services industries, have indicated they are likely to adopt the ISSB standards as mandatory requirements. [read post]
10 Jun 2022, 10:36 am
Michael alleges that OppFi offers “OppLoans” in over 30 states, whereby it originates, underwrites, services and enforces these loans, even claiming the loans on its financial reports. [read post]
9 May 2016, 5:01 am
So there’s still much to be accomplished.That much more needs to be accomplished is evidenced by yet another report, from the Educational Testing Service. [read post]
29 Jun 2017, 1:36 pm
Treasury Department recently issued a report titled “A Financial System That Creates Economic Opportunities-Banks and Credit Unions. [read post]
3 May 2021, 2:20 am
The Standard defines “financial data” broadly to include various types of data that are collected or generated by financial institutions when conducting their daily operations to provide financial services. [read post]
26 Oct 2017, 7:33 pm
In the report, Treasury identifies numerous ways to improve the regulatory framework for asset managers and insurance companies, and the products and services they offer…” See also Treasury Reports – Summary of Recommendations for Regulatory Reform and A Financial System That Creates Economic Opportunities [read post]
21 Mar 2023, 11:26 am
“At FINTOP, we have witnessed the shift toward embedded financial services and the many benefits it brings to clients,” Haley said. [read post]
23 Feb 2012, 11:27 am
Here is a more detailed description of the contents of the new database: The Consumer Financial Protection Bureau Reporter appears in the Consumer Financial Services Library, and contains– CFPB Watch – monthly newsletter written by Dewey LeBoeuf attorneys CFPB Update- weekly highlights of legislative, regulatory, judicial and industry developments affecting the Consumer Financial Protection Bureau CFPB Advance Release Documents- Daily,… [read post]
1 Jun 2023, 8:30 am
Introduction Crypto-asset service providers (CASPs), as well as other credit and financial institutions, are exposed to ML/TF risks. [read post]
12 Aug 2011, 5:56 am
AUSTERITY: Postal Service proposes cutting 120,000 jobs, pulling out of health-care plan. “The financially strapped U.S. [read post]
12 Aug 2020, 9:03 am
Continue Reading › The post Concorde Investment Services Broker William Morrow Accused by Over A Dozen Investors of Stockbroker Fraud appeared first on Investor Lawyers Blog. [read post]
29 May 2007, 4:49 pm
Eliot Spitzer signed an executive order yesterday creating the New York State Commission to Modernize the Regulation of Financial Services, a panel focused on streamlining New York state’s regulation of the financial services industry. [read post]
26 Jul 2019, 9:59 am
The common denominator in these financial crimes is the victims’ economic losses. [read post]
23 Dec 2010, 8:22 am
A single financial holding company may hold multiple such firms. . . . [read post]
7 Nov 2023, 9:01 pm
For example, when providing services to banks or other regulated financial institutions, non-bank financial institutions may be subject to certain data breach notification requirements imposed on bank service providers by banking regulators that incorporate different standards as to when notification is required. [read post]
2 Apr 2009, 4:29 am
PNC Financial Services Group said this week that it will raise $1 billion through the sale of floating rate senior notes under a federally guaranteed program. [read post]
