Posts tagged with: "financial+services"
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22 Oct 2020, 3:48 pm
Section 1033 requires consumer financial services providers to give consumers access to certain financial information. [read post]
11 Jan 2011, 5:34 am
Financial adviser Dan Danford answers this financial question in today's edition of Money Made Easy: Can you explain debt consolidation services and how they work? [read post]
5 Dec 2011, 6:54 am
My office provides this service to Financial Advisors. [read post]
17 Jun 2024, 6:30 am
” On June 13, 2024, Director Chopra appeared before the House Financial Services Committee for a hearing, “The Semi-Annual Report of the Bureau of Consumer Financial Protection. [read post]
10 Oct 2017, 4:23 pm
Do you provide or use labour hire services? [read post]
18 Feb 2016, 5:51 am
Since September 2007 Carlton has been registered with UBS Financial Services Inc. out of the firm’s Vienna, Virginia office locations. [read post]
29 Mar 2013, 11:54 am
If you are an estate planning lawyer, your deluxe package might include a mini-plan from a financial planner you work with. [read post]
26 Feb 2014, 4:36 pm
Some lenders also charge substantial fees for their services. [read post]
14 Apr 2011, 2:40 pm
These findings established that the association’s website policy unreasonably restrained competition in the market for the provision of residential real-estate-brokerage services in southeastern Michigan and the rest of the area served by the MLS.Following the ruling, FTC Chairman Jon Leibowitz said the decision "ensures that home buyers will receive the benefits of competition in making one of the most financially significant decisions of their lives. [read post]
22 Apr 2011, 6:58 am
The Financial Industry Regulatory Authority (FINRA) has fined UBS Financial Services $2.5 million over PPNs, requiring the brokerage firm to pay $8.25 million in restitution for omissions and statements made to investors about the products. [read post]
20 Nov 2014, 11:30 am
Thereafter, Prime engaged in a strategy of acquiring hospitals in financial distress and transforming them into financially stable businesses. [read post]
13 Jun 2017, 3:00 am
Monterey Financial Services, Inc., 2016 WL 4886934 (S.D. [read post]
18 Aug 2022, 5:29 am
While the Commission could suspend the proposal at the fees stage, FINRA will have incurred the financial burden of building the service and someone would have to pay for it. [read post]
26 Sep 2008, 3:28 pm
"Given the turbulence affecting the financial services industry these daysâ€â [read post]
8 Aug 2012, 12:14 pm
Office of the Comptroller of the Currency would regulate the financial services institutions, allowing Cash America to operate under a uniform set of federal regulations instead of the varying state rules. [read post]
17 Dec 2021, 9:39 am
Former Ameriprise Financial Advisor is Named in Five Pending Customer Disputes James William Dunn, an ex-stockbroker and investment advisor in Vienna, VA with Ameriprise Financial Services, is under scrutiny over losses suffered by customers. [read post]
1 Jan 2008, 2:57 pm
According to a recent survey (PDF) by Country Insurance & Financial Services, more people resolved to lose weight and exercise more (24%) or to spend more time with friends and family (23%) than plan to focus on improving money matters in 2008 (17%). [read post]
2 Dec 2009, 4:53 pm
" The Justice Department on Wednesday sought a court order that would allow the Internal Revenue Service to seek the names of the U.S. clients of indicted financier R. [read post]
4 Mar 2019, 10:58 am
Director Kraninger is also expected to appear at the hearing of the House Financial Services Committee scheduled for March 7, 2019 entitled “Putting Consumers First? [read post]
27 Jul 2020, 10:07 am
The next day, July 30, the House Financial Services Committee has scheduled a hearing entitled, “Protecting Consumers During the Pandemic? [read post]
