Posts tagged with: "financial+services"
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Ernie Badway Participates in West LegalEdCenter Webinar: A Look at NYDFYS Regulations ― Two Years In
24 Apr 2020, 8:34 am
Join me, along with co-presenters Daniel Garrie of Law and Forensics and Jessica Friedman of JP Morgan Chase, for a recorded CLE webinar offering an update on the New York State Department of Financial Services’ cybersecurity regulations, which are designed to combat the growing threat cyber threats pose to information and financial systems. [read post]
1 Dec 2015, 8:03 am
Ultimately, The Trust and its service partners formulate a customized "game plan" to tell each player where he is financially, where he should be, and how to get there. [read post]
5 Mar 2023, 5:00 pm
Finally, the law would direct New Jersey’s Human Services Commissioner to develop uniform standards for non attorneys who provide assistance with Medicaid applications, including but not limited to defining who can provide assistance, the scope of the services provided and requiring such individuals to complete training on Medicaid rules, how to handle confidential financial and medical information, conflicts of interest and what constitutes the unauthorized practice… [read post]
12 May 2022, 11:35 am
Bucco that would help families provide financial support for family members with disabilities was endorsed by the Senate Health, Human Services and Senior Citizens Committee today. [read post]
8 May 2017, 8:34 am
Financial Advisor Curtis Ridlon Hit with Cease & Desist Order According to New Hampshire’s securities regulator, former Waddell & Reed financial advisor Curtis Ridlon has been ordered to pay $6.1 million for allegedly collecting millions of dollars in fees from his brokerage customers for optional financial planning services. [read post]
6 Mar 2020, 5:36 am
Financial institutions have traditionally focused on the continuity of their services in the form of business continuity management processes and business continuity plans (BCPs). [read post]
15 Sep 2011, 3:30 am
Plaintiff pointed to third-party registrations that include financial services and software, but none were based on use in commerce. [read post]
28 May 2019, 8:49 am
Newbridge is a Boca Raton, Florida based brokerage and financial services firm. [read post]
30 Sep 2008, 3:36 am
Congress:The Financial Bailout bill is numbered HR 3997 and on the Thomas website there are 7 versions. [read post]
11 Jan 2022, 6:14 am
This is one of the reasons why we offer mediation services, which allow parties to come to a resolution without the financial, time, or emotional tolls associated with traditional... [read post]
3 Aug 2009, 11:26 am
Among other things, FINRA is conducting "sweeps" of financial services firms and has published investor alerts and on-line tools in an effort to inform investors and better protect their interests. [read post]
16 Mar 2009, 9:37 am
The Fixed Penalty Offences Order 2009 The Road Safety (Financial Penalty Deposit) (Appropriate Amount) Order 2009 The Road Safety (Immobilisation, Removal and Disposal of Vehicles) Regulations 2009 The Fixed Penalty (Procedure) (Amendment) Regulations 2009 The Fixed Penalty (Procedure) (Vehicle Examiners) Regulations 2009 The Control of Trade in Endangered Species (Fees) Regulations 2009 The Mutual Societies (Transfers) Order 2009 The Financial Services and [...] [read post]
10 May 2023, 6:05 am
Auriemma Roundtables, a leading provider of business intelligence solutions to the consumer finance industry, together with First National Bank of Omaha and a group of several other premier consumer financial services firms, has filed a comment (the “Auriemma Roundtables Comment”) on the credit card penalty fees proposal (the “Proposed Rule”) issued by the Consumer Financial Protection Bureau (CFPB). [read post]
19 Nov 2015, 6:26 am
Going bankrupt can be a good financial decision on your part. [read post]
5 Aug 2020, 10:00 pm
Subordinate regulations under the Financial Instruments and Exchange Act, Act No. 25 of 1948, as amended (FIEA), were amended on July 22 to allow foreign business operators to temporarily conduct business in Japan upon approval by the Financial Services Agency (FSA) if such operators have difficulty doing business in their jurisdictions due to catastrophe situations such as a natural disaster, an epidemic, or political instability. [read post]
25 Aug 2020, 10:00 pm
The UK’s financial services industry regulator is taking an adversarial stance in order to determine whether 17 different policy wordings can provide cover for businesses across the country, in the hope this will provide a level of certainty at this difficult time for businesses. [read post]
2 Apr 2007, 3:26 pm
Privacy Commissioner Stoddart also found that SWIFT, the European financial co-operative that provides messaging services and software to financial institutions, did not wrongfully hand over personal data to the U.S. [read post]
20 Mar 2009, 12:49 pm
His warning came as Representative Barney Frank, chairman of the House Financial Services Committee, urged federal regulators to cancel executive bonuses at Fannie Mae and its [...] [read post]
31 Jan 2008, 9:05 am
Tax rebate checks courtesy of a proposed economic stimulus package have yet to be approved by Congress, but some scams are using the anticipation of extra cash to lure people into disclosing personal and financial information, the Internal Revenue Service warned. [read post]
18 Mar 2009, 2:33 am
Hope Now Financial Services was charged in New Jersey Superior Court, Camden County, in a three-count complaint, with violation of the Consumer Fraud Act by, among other things, making numerous misrepresentations and false promises, and with violation of state advertising regulations. [read post]
