Posts tagged with: "financial+services"
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2 Feb 2009, 11:37 am
The American Hospital Association (“AHA”) sent a letter in January to the Office of Budget Management (“OBM”) in response to the Center for Medicare and Medicaid Services’ (“CMS”) proposed rulemaking for a Disclosure of Financial Relationships Report (“DFRR”). [read post]
5 Aug 2020, 10:00 pm
Subordinate regulations under the Financial Instruments and Exchange Act, Act No. 25 of 1948, as amended (FIEA), were amended on July 22 to allow foreign business operators to temporarily conduct business in Japan upon approval by the Financial Services Agency (FSA) if such operators have difficulty doing business in their jurisdictions due to catastrophe situations such as a natural disaster, an epidemic, or political instability. [read post]
15 Jan 2004, 6:56 pm
Only properly developed and licensed financial services companies are permitted in the designated areas. [read post]
20 May 2024, 10:00 pm
Beginning January 17, 2025, the European Union’s Digital Operational Resilience Act (DORA) will require financial entities to maintain and submit to EU regulators a comprehensive register of their contractual arrangements with third-party information and communication technology (ICT) service providers. [read post]
23 Sep 2021, 2:32 pm
Murray has been in the financial services industry for more than 30 years. [read post]
19 Dec 2012, 8:00 am
According to Tami Simpson, CFP and president of Wealth Financial Group West, a retirement management services and financial consulting firm in Southern California, “too much positive thinking isn’t the best recipe for saving…a healthy dose of pessimism is actually a good thing for your retirement planning.” [read post]
14 Nov 2016, 8:24 am
Dziesinski joins Sheppard Pratt Health System from Vanderbilt University Medical Center, where he served as chief financial officer of clinical services. [read post]
20 May 2024, 10:00 pm
Beginning January 17, 2025, the European Union’s Digital Operational Resilience Act (DORA) will require financial entities to maintain and submit to EU regulators a comprehensive register of their contractual arrangements with third-party information and communication technology (ICT) service providers. [read post]
20 May 2024, 10:00 pm
Beginning January 17, 2025, the European Union’s Digital Operational Resilience Act (DORA) will require financial entities to maintain and submit to EU regulators a comprehensive register of their contractual arrangements with third-party information and communication technology (ICT) service providers. [read post]
18 May 2022, 10:00 pm
While large financial institutions with significant expertise in retirement plan administration are widely expected to sponsor most pooled employer plans (PEPs), other firms (such as franchisors, gig economy employers, joint venture enterprises, private equity firms, and smaller financial services companies) may benefit from sponsoring a PEP or making available a “white labeled” PEP product. [read post]
20 May 2013, 7:09 am
MishkinThe House Financial Services Committee’s Subcommittee on Financial Institutions and Consumer Credit has scheduled a hearing for tomorrow, May 21, on “Qualified Mortgages: Examining the Impact of the Ability to Repay Rule. [read post]
3 Dec 2012, 11:00 am
It’s brought to you by the Consumer Financial Services Group at big firm Ballard Spahr, and they’re discussing such recent topics as warnings on free credit reports, the remittance transfer rule, challenges to appointments in the CFPB, and commentary on recent court opinions. [read post]
2 Feb 2009, 11:37 am
The American Hospital Association (“AHA”) sent a letter in January to the Office of Budget Management (“OBM”) in response to the Center for Medicare and Medicaid Services’ (“CMS”) proposed rulemaking for a Disclosure of Financial Relationships Report (“DFRR”). [read post]
25 Aug 2020, 10:00 pm
The UK’s financial services industry regulator is taking an adversarial stance in order to determine whether 17 different policy wordings can provide cover for businesses across the country, in the hope this will provide a level of certainty at this difficult time for businesses. [read post]
18 May 2022, 10:00 pm
While large financial institutions with significant expertise in retirement plan administration are widely expected to sponsor most pooled employer plans (PEPs), other firms (such as franchisors, gig economy employers, joint venture enterprises, private equity firms, and smaller financial services companies) may benefit from sponsoring a PEP or making available a “white labeled” PEP product. [read post]
25 Oct 2007, 12:27 pm
UBS Financial Services has been censured and fined $370,000 in a settlement with the Financial Industry Regulatory Authority, or FINRA, for making what the self-regulatory group said were hundreds of late disclosures about its brokers. [read post]
8 Aug 2007, 12:57 pm
Richard Silverman will work on corporate and financial communications accounts, specializing in the financial services sector, Brunswick said in a statement. [read post]
7 Jun 2023, 8:00 pm
A unanimous three-person Financial Industry Regulatory Authority Inc. arbitration panel ordered UBS Financial Services Inc. to pay $252,627 to Dennis and Nadine Ainbinder, trustees of [...] [read post]
21 Feb 2023, 7:53 am
The investment is part of Fulton Bank’s Commercial Affinity Banking Initiative, which is designed to increase access to financial services for diverse businesses, the bank said. [read post]
28 Jul 2021, 8:53 am
U.S. taxpayers with qualifying foreign financial accounts must complete and file a Report of Foreign Bank and Financial Accounts (FBAR) on an annual basis. [read post]
