Posts tagged with: "financial+services" Results 7721 - 7740 of 83,655
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8 Apr 2009, 6:39 pm
A number of Fidelity Brokerage Services LLC representatives who left the company last year say that they were obligated to acquire certified financial planner certification but were also barred from revealing that part of their bonuses were affected by whether they sold certain proprietary products. [read post]
20 Oct 2020, 7:20 am by Silver Law Group
The post Ronald Birnbaum, Advisory Group Equity Services Broker, Sold GPB Capital To Investors appeared first on Securities Arbitration Lawyers Blog. [read post]
17 Jun 2019, 7:05 am by Staff Attorney
  Bastardi was formerly employed by Chelsea Financial Services (Chelsea Financial) and National Securities Corporation (National Securities). [read post]
28 Feb 2015, 12:35 am by Jon Gelman
The study defined IDNs as vertically integrated health services networks that include hospitals, physicians, post-acute services and sometimes health plans with a stated purpose to coordinate care across the continuum of health services and to manage population health; or fully integrated provider systems inside a health plan (e.g. with no other source of income than premiums). [read post]
25 Jul 2019, 1:47 pm by Olivia L. Kratzke and James Kim
Linda Lacewell, the recently confirmed Superintendent of the New York Department of Financial Services, detailed in a recent interview that she will prioritize fintech and consumer protection. [read post]
29 Aug 2012, 9:03 am by Zoe Tillman
A federal district judge in Washington tossed a lawsuit (PDF) yesterday that accused Bank of America of putting customers' financial data at risk of surveillance by the U.S. government by diverting service calls overseas. [read post]
11 Jan 2011, 1:19 pm by James Hamilton
This requirement would be phased in over an appropriate period and, again, it is not envisaged that any existing debt already in issue would be subject to write down.An overriding objective of the eventual legislation will be to ensure that financial firms can be resolved in a way that minimizes the risks of contagion and ensures the continuity of essential financial services, including continuous access to deposits for insured depositors. [read post]
20 Mar 2008, 2:33 am
The Income Tax (Construction Industry Scheme) (Amendment) Regulations 2008 The Health and Safety (Fees) Regulations 2008 The Abortion (Amendment) Regulations 2008 The Financial Services and Markets Act 2000 (Consequential Amendments) Order 2008 The Occupational Pension Schemes (Employer Debt and Miscellaneous Amendments) Regulations 2008 The Greater London Authority (Limitation of Salaries) (Amendment) Order 2008 The Value Added Tax (Consideration for Fuel Provided for Private Use)… [read post]
3 Apr 2017, 9:12 am by Simon Lovegrove and Egbe Osakue
It also describes changes made by the Board of the Financial Ombudsman Service to their rules and standard terms on 15 March 2017. [read post]
3 Jul 2009, 11:29 am
Another provider of ’services’ revealed in these financial statements are law firms who do ICBC defence work. [read post]
2 Apr 2010, 6:02 am by Rosenbaum & Associates
Department of Health and Human Services is investigating rampant fraud and abuse in Medicare billing for "high-end services" at nursing homes. [read post]
26 May 2020, 9:19 am by Renae Lloyd
Prior to making recommendations to an individual investor, brokerage firms are required by the Financial Industry Regulatory Authority (FINRA) to disclose all the risks of an investment. [read post]
24 Jun 2022, 7:12 am by Bruce Zagaris
He has also represented foreign governments in international tax and financial services, including advising and helping negotiate income tax, tax information exchange agreements, and bilateral investment treaties. [read post]
24 Jun 2022, 7:12 am by Bruce Zagaris
He has also represented foreign governments in international tax and financial services, including advising and helping negotiate income tax, tax information exchange agreements, and bilateral investment treaties. [read post]
3 May 2013, 2:18 am by Sean Hayes
National Database of Training Programs for Overseas Medical Service Workers in Korea Korea Aggressive Energy & Natural Resources Program: Locking Up Australia’s Rare Earth Minerals Sean Hayes to give Speech at American Bar Association Conference in LA New Provisions regarding the Korean Act on Reporting and Using Specified Financial Transaction Information The post Korea National Intelligence Service Caught Spying in Australia: Scooby Doo Where are You? [read post]
5 Feb 2020, 12:13 pm by Jacklyn Fetbroyt
In response to the 2008 financial crisis, Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”) in 2010, focused on addressing sectors of the financial services industry. [read post]
21 Apr 2020, 4:05 am
Applicant argued that the supposed acquired distinctiveness for its financial services transferred to its outdoor goods and services, but the Board shot that down. [read post]
22 May 2012, 2:01 am
The Internal Revenue Service today announced another expansion of its "Fresh Start" initiative by offering more flexible terms to its Offer in Compromise (OIC) program that will enable some of the most financially distressed taxpayers to clear up their tax problems and in many cases more quickly than in the past. [read post]
On 9 November 2023, the Financial Services Compensation Scheme (FSCS) published its Outlook for November 2023, in which it provides an update on the 2023/34 levy as well as a first look at the 2024/25 forecast. [read post]