Posts tagged with: "financial+services"
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8 Jun 2010, 6:20 am
No financial services firms should be exempted from over-the-counter derivatives clearing requirements contained in pending financial regulatory reform legislation, Commodity Futures Trading Commission Chairman Gary Gensler said June 3. [read post]
5 May 2010, 6:58 am
Amdt. 3739) to the financial regulatory reform bill (S. 3217) under consideration in the Senate contains language related to derivatives contracts that could have unintended tax effects detrimental to many American companies, according to an executive with one the nation’s largest financial services companies… Read this entire article for free, simply activate your free 15 day trial access to Daily Tax Report now. [read post]
26 Mar 2020, 9:49 am
Because they’re selling a commodity, while you’re selling a way out of a seemingly hopeless situation, relief from pain, security, hope, and financial well-being. [read post]
20 Feb 2009, 12:08 am
Over at University of Memphis' Symposium on Financial Services Reform, John Dearie of the Financial Services Forum gave the keynote speech. [read post]
22 Jul 2008, 6:19 am
David Giacalone at f/k/a has deconstructed the practice of lawyers who sell their services to people who are financially drowning with the promise that they can save them "up to" 50% by negotiating down their debt. [read post]
5 Sep 2012, 8:07 am
A recruitment ad for the newly established Consumer Financial Protection Bureau seeks investigators qualified to “establish and conduct surveillance activity to develop both intelligence and evidence to further investigations,” for matters that include “delicate matters, issues and investigative problems for which there are few, if any, established criteria.” Among the job duties: retain and oversee private investigators who might pose as consumers of… [read post]
21 Oct 2009, 12:59 am
Mr Cox has been the BMA’s deputy CEO for the past two years and will lead the strategic direction and operational developments at the BMA, as well as overseeing ongoing enhancements to Bermuda’s regulatory framework for financial services. [read post]
17 May 2024, 11:26 am
The Financial Industry Regulatory Authority (FINRA) recently barred a financial advisor from Alexandria, Virginia who had been registered with Wells Fargo Clearing Services LLC. [read post]
1 May 2009, 3:45 am
House of Financial Services Committee, told the Reuters Global Financial Regulation Summit in Washington that a congressional panel will examine whether insurance companies should be regulated under an optional federal charter, which would give insurers a choice between state or federal regulation. [read post]
9 May 2019, 2:23 am
On 8 May 2019, the FCA published a speech by Christopher Woolard (Executive Director of Strategy and Competition, FCA) entitled Financial conduct regulation in a restless world. [read post]
7 Mar 2019, 8:00 am
Sharing information is our most important service. [read post]
22 Jan 2019, 8:43 am
Dexter Leroy Thomas (CRD #1074222) is a formerly registered broker and investment advisor who was last employed with United Planners’ Financial Services Of America A Limited Partner (CRD #20804) of Dallas, TX. [read post]
11 Jan 2018, 8:00 pm
Americans for Financial Reform (AFR) sent a statement to the House Financial Services Committee regarding proposals to end independent funding for Federal Reserve bank regulation and supervision. [read post]
3 Sep 2024, 6:57 am
To help keep financial professionals apprised of important considerations when changing employers, Malecki Law, one of New York’s experienced financial services employment law firms, created the Post Summer Transitions blog series. [read post]
28 Oct 2009, 10:40 am
InvestmentNews reported on October 25 that Ameriprise Financial Services reached a settlement with Massachusetts over accusations of deceptive sales practices. [read post]
19 Dec 2008, 5:59 pm
The Internal Revenue Service (IRS) has revised Form 90-22.1, Report of Foreign Bank and Financial Accounts, also known as an "FBAR. [read post]
9 Oct 2015, 6:48 am
On September 30, 2015, the House Financial Services Committee passed with bipartisan support two bills that would have significant impact on the accountability and transparency of the Consumer Financial Protection Bureau (CFPB). 1. [read post]
14 Jun 2011, 6:16 am
This guest post is courtesy of attorney Dale Krause and Krause Financial Services. [read post]
31 Jul 2020, 7:40 am
Both parties desire more access to financial products and services for LEP customers, so this presents an opportunity for all interested parties to work cooperatively together to achieve this goal. [read post]
30 Mar 2010, 7:20 am
The Financial Ombudsman Service resolves disputes between consumers and providers of financial services. [read post]
