Posts tagged with: "financial+services"
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5 Feb 2013, 10:20 am
Department of Justice filed a complaint against Standard & Poor's Financial Services and its parent company McGraw-Hill Companies, alleging civil fraud in connection with S&P credit ratings issued from 2004-2007 for residential mortgaged backed... [read post]
12 Jun 2009, 10:24 am
Shares of the Hartford Financial Services Group fell Friday after the big property and life insurer said it would take as much as $3.4 billion of federal bailout money and sell up to $750 million of common stock to bolster capital after large losses on investments. [read post]
21 Apr 2017, 1:00 pm
Bloomberg Securities Regulation and Law Report advises that: House Financial Services Chairman Jeb Hensarling (R-Texas) wants to require anyone seeking to put a proposal on the corporate ballot to... [[ This is a content summary only. [read post]
27 Feb 2006, 10:25 pm
Would your practice benefit from More qualified referrals from Professional advisers who value your service? [read post]
20 Mar 2008, 7:58 am
" He was paid per referral but "prohibited from offering any financial advice to his clients regarding... [read post]
8 Feb 2008, 10:00 am
By ceding financial... [read post]
5 Jan 2009, 11:17 am
Meanwhile, the House Financial Services Committee is holding hearings today to examine the alleged $50 billion fraud. [read post]
10 Nov 2011, 6:56 am
AARP’s Public Policy Institute today released a new research report focusing on older investors with diminished capacity—and how financial services professionals can best meet their needs. [read post]
28 Mar 2012, 5:15 am
The role of the OPGT is defined on the official website as “deliver[ing] a unique and diverse range of services that safeguard the legal, personal and financial interests of certain private individuals and estates. [read post]
12 Feb 2023, 10:00 pm
The Financial Services Regulatory Authority (FSRA) of the Abu Dhabi Global Market (ADGM) issued a consultation paper on December 12, 2022, in connection with its proposed introduction of a specific regulatory framework, the “Private Credit Fund Framework,” that would enable ADGM funds and their fund managers to originate and invest in private credit. [read post]
16 Dec 2010, 8:52 am
Lawsuit Financial is a company that has been provided this service, professionally and compassionately for almost 12 years. [read post]
8 Dec 2009, 6:21 pm
Today the House Financial Services Committee held a hearing on "The Private Sector and Government Response to the Mortgage Foreclosure Crisis".Jordan E. [read post]
9 Sep 2010, 1:57 am
“The Financial Services Authority has fined Goldman Sachs £20m after the investment bank failed to tell the regulator a member of staff at the centre of fraud charges in the US was working in the UK. [read post]
7 Mar 2022, 10:00 pm
Q4 2021 alone saw $824 million across 23 deals, indicating a strong opportunity for startups to sell products and services into the global financial ecosystem. [read post]
27 Jun 2015, 9:01 am
Lucian Bebchuk and Robert Jackson opine that: Last week, the House Appropriations Committee included in its 2016 appropriations bill for financial services agencies a provision that would prevent the... [[ This is a content summary only. [read post]
26 Jan 2007, 5:01 am
Thomson, long viewed as a possible future chief executive of Citigroup, and his relationship with Maria Bartiromo, the popular CNBC anchor, has been the talk of the financial services community since the banking giant announced this week that Mr. [read post]
26 Jan 2007, 3:31 am
The McKinsey report commissioned by the two, "Sustaining New York's and the US' Global Financial Services Leadership," follows up on their earlier Wall Street Journal op-ed, argues that the recent decline in securities litigation is a blip of recent economic... [read post]
23 Jun 2011, 1:17 am
“The City of London is showing brazen disregard for rules to stop money laundering and is welcoming with open arms some of the world’s most unsavoury political leaders and their cronies, according to a damning report by the Financial Services Authority. [read post]
8 Sep 2011, 3:51 pm
The Capital Markets Subcommittee of the House Financial Services Committee has posted the list of witnesses for the Sept. 13, hearing entitled “Ensuring Appropriate Regulatory Oversight of Broker-Dealers and Legislative Proposals to Improve Investment Adviser Oversight. [read post]
CFPB Issues Interim Final Rule Regarding Loss Mitigation Options for Homeowners Impacted by COVID-19
25 Jun 2020, 10:00 pm
The Consumer Financial Protection Bureau (CFPB or Bureau) issued an interim final rule (IFR) on June 23, 2020 that temporarily permits mortgage servicers to offer to borrowers impacted by the coronavirus (COVID-19) pandemic certain loss mitigation options based on the evaluation of an incomplete loss mitigation application. [read post]
