Posts tagged with: "financial+services"
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16 Nov 2011, 2:29 am
The Disabled Persons (Badges for Motor Vehicles) (England) (Amendment) (No.2) Regulations 2011 The Crime and Disorder (Formulation and Implementation of Strategy) (Wales) (Amendment) Regulations 2011 The Financial Services and Markets Act 2000 (Exemption) (Amendment No. 2) Order 2011 The Electricity and Gas (Internal Markets) Regulations 2011 Source: www.legislation.gov.uk [read post]
9 Jun 2010, 6:44 pm
Warren III has posted The Harmonization of European Securities Law on SSRN with the following abstract: The European Union’s (EU) mission has been and continues to be the establishment of a single, internal market for financial services comprising... [read post]
12 Mar 2009, 5:53 am
Yesterday someone from Dean Witter Financial Services in New York visited this site intermittently throughout the day, at one... [read post]
15 Jun 2023, 10:00 pm
The Financial Services Agency of Japan (FSA) published its responses to public comments on the draft version of new guidelines on environmental, social, and governance (ESG) public funds on March 31. [read post]
23 Sep 2016, 4:00 am
Should you provide expert witness services to criminal defendants? [read post]
3 Nov 2022, 2:43 pm
A recent membership revocation from the CFP Board showed little tolerance for one financial services professional's failure "to treat fellow professionals and others with dignity, courtesy, and... [read post]
31 Mar 2010, 9:43 am
The results are in for 2009, as the fallout from the economic crisis shifts from financial services to other industries. [read post]
1 Apr 2022, 8:13 am
Steve Jeffrey Cummings of Alabama is a previously registered broker; most recently employed by Berthel, Fisher & Company Financial Services, Inc. [read post]
3 Feb 2009, 2:48 pm
Pretty soon we are going to need a scorecard - Wachovia Securities LLC and UBS Financial Services Inc. of New Yorkhave engaged in preliminary talks about a joint venture for theirretail-brokerage units, according to a report in today's New York Post. [read post]
7 Mar 2022, 10:00 pm
Q4 2021 alone saw $824 million across 23 deals, indicating a strong opportunity for startups to sell products and services into the global financial ecosystem. [read post]
14 Dec 2015, 7:20 am
The traditional start to a divorce case in Massachusetts is the filing of a complaint, service of a summons and scheduling of temporary orders. [read post]
12 Feb 2023, 10:00 pm
The Financial Services Regulatory Authority (FSRA) of the Abu Dhabi Global Market (ADGM) issued a consultation paper on December 12, 2022, in connection with its proposed introduction of a specific regulatory framework, the “Private Credit Fund Framework,” that would enable ADGM funds and their fund managers to originate and invest in private credit. [read post]
16 May 2012, 9:35 am
In the years since the 2008 financial downturn forced law firms to trim lawyers and discount services, one question has loomed large: will the changes be permanent? [read post]
The Application of Chinese Competition Law to Foreign Mergers: Lessons from the Draft New Guidelines
24 Oct 2011, 11:30 am
Daniel Sokol Markus Masseli (Volkswagen Financial Services AG) has authored The Application of Chinese Competition Law to Foreign Mergers: Lessons from the Draft New Guidelines. [read post]
20 Oct 2011, 3:03 am
“The Financial Services Authority has been urged to review its operating procedures after it was found to have acted unlawfully in its use of legally privileged material during an enforcement investigation.” Full story Law Society’s Gazette, 20th October 2011 Source: www.lawgazette.co.uk [read post]
11 Jul 2014, 12:50 pm
GE Capital, Healthcare Financial Services, a Bethesda-based lender to the U.S. health care middle market, said it provided a $10 million senior secured term loan to OraMetrix Inc., a provider of technology to improve the quality of orthodontic care. [read post]
12 Mar 2015, 5:51 am
Russell has 19 years of retail banking, financial services and credit card acquisitions experience and was formerly a banking center manager III at Bank of America. [read post]
25 Jun 2024, 8:00 am
Bloomberg, Ken Griffin’s Data Leak Suit Against IRS Ends In Settlement: The Internal Revenue Service agreed to settle a lawsuit brought by hedge fund manager Ken Griffin that accused the agency of failing to protect his confidential financial information from a contractor who stole his tax data and leaked it... [read post]
17 Apr 2012, 5:59 pm
Schapiro, Before the Subcommittee on TARP, Financial Services and Bailouts of Public and Private Programs Oversight and Government Reform Committee, U.S. [read post]
17 Nov 2010, 1:32 am
“A coalition of the UK’s leading housing and legal organisations have written to Chancellor George Osborne warning of ‘dire consequences’ for homebuyers and the building industry if Financial Service Authority proposals for mortgage regulation are implemented. [read post]
