Posts tagged with: "financial+services"
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13 Sep 2010, 6:45 pm
Bank 2.0: How Customer Behaviour and Technology will Change the Future of Financial Services Brett King HG1616.C87 K56 2010 ThomCat | Amazon.com Creating an Opportunity Society Ron Haskins, Isabel Sawhill HN90.S65 H35 2009 ThomCat | Amazon.com The Glannon Guide to Commercial Paper and Payment Systems: Learning Commercial Paper and Payment Systems through Multiple-Choice Questions and Analysis Stephen M. [read post]
25 Feb 2014, 9:26 pm
In both financial services and legal services. [read post]
5 Aug 2019, 4:24 pm
On July 29, the European Commission published a communication (and annex) on equivalence in the area of financial services. [read post]
18 Sep 2009, 7:27 am
Speaking at the Barclays Capital Global Financial Services Conference on Sept. 15, Citigroup CEO Vikram Pandit for the first time announced publicly that he anticipates the bank to divest its entire 49% stake in Morgan Stanley Smith Barney LLC. [read post]
15 May 2016, 11:03 am
This is to protect the vulnerable and those with unattractive or superficially weak cases, and those whose cases are financially unappealing. [read post]
24 Sep 2019, 6:55 am
Our European financial services team will be participating in the event, including speaking on a panel discussion looking at expectations for MiFID II, covering market access, competition and consolidated tape, as well as the pressure points following MiFID II implementation. [read post]
30 Aug 2019, 5:53 am
On 28 August 2019, the European Commission (the Commission) published an answer given by Valdis Dombrovskis (Vice-President European Commission, Financial Stability, Financial Services and Capital Markets Union) concerning cryptoassets. [read post]
29 Jun 2023, 11:33 am
The letter explains that, when dealing with customers in financial difficulty, all firms across the regulated financial services, energy, water and communications sectors are expected to: Consider the customer’s situation, recognising that the individual may have multiple debts and may be dealing with multiple creditors across sectors, and reflect this in the support offered. [read post]
21 Jun 2016, 7:44 am
Cole Financial, from working in the financial services industry for four months because of unsuitable investments recommended to customers. [read post]
13 Jun 2018, 10:23 am
On June 11, 2018, the Financial Services Information Sharing and Analysis Center (“FS-ISAC”) announced the launch of the CERES Forum, an information sharing initiative for central banks, regulators, and supervisors designed to strengthen responses to cyber and physical threats. [read post]
21 Jun 2016, 7:44 am
Cole Financial, from working in the financial services industry for four months because of unsuitable investments recommended to customers. [read post]
7 Feb 2018, 11:25 am
Appearing before the House Financial Services Committee yesterday at a hearing entitled “The Annual Report of the Financial Stability Oversight Council” (FSOC), Treasury Secretary Mnuchin indicated that he intends to discuss the CFPB’s handling of its investigation of Equifax’s massive 2017 data breach with the FSOC. [read post]
23 Dec 2009, 12:26 pm
Pat McCoy of Connecticut and I are speaking at the Financial Institutions and Consumer Financial Services Breakfast which runs from 7:00 a.m. to 8:30 on Friday the eighth. [read post]
26 Mar 2010, 3:00 pm
The Autorité des marchés financiers (the "AMF", Quebec’s financial services regulator) announced today that the temporary exemption provided under its February 1, 2009 blanket decision from the derivatives dealer and adviser registration requirements under the Derivatives Act (Quebec) (the "Act") for specified derivatives activities carried out solely with “accredited investors” (as defined under National Instrument… [read post]
10 Mar 2023, 11:00 am
The US Department of the Treasury Thursday sanctioned 39 entities connected with providing financial services to sanctioned Iranian firms, such as Persian Gulf Petrochemical Industry Commercial Co. [read post]
13 Jun 2016, 6:27 am
The financial crisis brought substantial change to the financial services industry, thanks largely to Congress’s post-crisis passage of the Dodd-Frank Act. [read post]
23 Dec 2011, 10:35 am
A leading member of the House Financial Services Committee urges that the final regulations implementing the Volcker Rule provisions of Dodd-Frank exclude venture capital funds or classify them as a permitted activity under Section 619 (d)(l )(J), which is a catch all allowing the regulators to permit an activity promoting safety and soundness and financial stability. [read post]
27 Jun 2017, 8:37 am
View ESAs publish central contact point standards in fight against financial crime, 26 June 2017 [read post]
16 Nov 2016, 1:20 pm
Little attention, however, has been paid to the election’s implications for the role of state attorneys general and state financial services regulators in enforcing federal and state consumer financial protection laws. [read post]
4 Oct 2009, 1:14 pm
Kanjorski, the Chairman of the House Financial Services Subcommittee on Capital Markets, Insurnace and Government Sponsored Enterprises. [read post]
