Posts tagged with: "financial+services"
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21 Aug 2012, 9:08 am
Financial Services Authority (FSA) is moving quickly to shore up confidence to the benchmark rate. [read post]
17 Aug 2012, 4:00 am
The Centers for Medicare & Medicaid Services conducted a pilot program where nursing homes would be rewarded if they met financial savings goals and improved quality of care. [read post]
3 Nov 2021, 11:43 am
Chicago-based Stoltmann Law Offices has represented investors who’ve suffered investment losses as a result of negligence, breach of fiduciary duty, and other violations by UBS Financial Services and its financial advisors. [read post]
6 Jan 2010, 9:10 am
In 2002, he launched his Inmate Financial Responsibility Program, charging prisoners $5 a day as a "cost of care" fee, along with other fees for additional services. [read post]
1 Apr 2008, 6:23 am
The Financial Services Authority (FSA) has published a consultation paper (CP 08/6**) in respect of a review of the provisions of the Client Assets Sourcebook (CASS). [read post]
24 Sep 2011, 10:34 am
The US Chamber of Chamber agrees with the goal of the SEC Modernization Act of 2011, introduced by Financial Services Committee Chair Spencer Bachus (R-ALA) to bring about transformative change to establish even handed and effective regulation to ensure that U.S. capital markets are competitive in a global economy. [read post]
3 Apr 2017, 9:07 am
In CP17/9 the PSR sets out its decisions and proposals for consultation on how fees for its functions under the Financial Services (Banking Reform) Act 2013 (FSBRA) and the EU Interchange Fee Regulation (IFR) for the financial year 2017/18 will be allocated. [read post]
17 Jul 2018, 6:27 am
On 16 July, the German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht or BaFin) published its new report “Big data meets artificial intelligence – Challenges and implications for the supervision and regulation of financial services”. [read post]
20 Aug 2019, 5:11 am
On 15 August 2019, the Financial Markets Law Committee (FMLC) published a letter that it had sent to HM Treasury on the Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (the Regulations). [read post]
9 Feb 2016, 7:21 am
Financial Services, a Miami based brokerage firm, settled what could have been a major criminal case with an agreed $ 1 million penalty payment to settle the charges and possibly avoid criminal prosecution. [read post]
22 Jun 2016, 2:23 pm
According to reports, Ameriprise Financial Services Inc. has agreed to pay a $100,000 fine to settle charges by the Financial Industry Regulatory Authority that the firm failed to supervise closed-end fund sales. [read post]
24 Jan 2019, 11:14 am
Charles Lewis Bloom (CRD #4144108) is a former registered broker last employed by Chelsea Financial Services (CRD #47770) of Royal Palm Beach, FL. [read post]
5 Oct 2018, 12:44 pm
Vest Investment Services (CRD #13686) of Boca Raton, FL. [read post]
30 Jul 2024, 3:27 am
The FCA is required under the Financial Services and Markets Act 2000 to publish a statement of policy on its approach to CBA. [read post]
22 Jan 2010, 5:00 am
His latest post asserts that Organizational Ombuds are an effective tool to provide oversight and improvement for the financial services sector. [read post]
20 Apr 2018, 5:10 am
” The post Head of FDA Calls on Doctors, Internet-Service Providers To Join Opioid Fight appeared first on Searcy Law. [read post]
20 Apr 2018, 5:10 am
” The post Head of FDA Calls on Doctors, Internet-Service Providers To Join Opioid Fight appeared first on Searcy Law. [read post]
15 Aug 2015, 11:29 am
The working group that formulated most of the framework for the licensing model recommended that candidates for full condominium manager licenses must successfully complete educational courses in Condominium Law, Physical Asset Management, Administration and Human Resources, Financial Management for Condominiums, and Customer Service. [read post]
15 Aug 2015, 11:29 am
The working group that formulated most of the framework for the licensing model recommended that candidates for full condominium manager licenses must successfully complete educational courses in Condominium Law, Physical Asset Management, Administration and Human Resources, Financial Management for Condominiums, and Customer Service. [read post]
26 Jun 2020, 3:50 pm
Financial reporting. [read post]
