Posts tagged with: "financial+services"
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11 Jan 2023, 10:00 pm
With a view toward promoting environmental, social, and governance (ESG) investments and building a more sustainable society, the Japan Financial Services Agency (FSA) has proposed new guidelines that define the scope of ESG Public Funds subject to the guidelines. [read post]
11 Jan 2023, 10:00 pm
With a view toward promoting environmental, social, and governance (ESG) investments and building a more sustainable society, the Japan Financial Services Agency (FSA) has proposed new guidelines that define the scope of ESG Public Funds subject to the guidelines. [read post]
11 Jan 2023, 3:17 pm
” Users of Reveal 11 include law firms, Fortune 500 corporations, legal service providers, government agencies and financial institutions in more than forty countries across five continents. [read post]
11 Jan 2023, 11:33 am
MOHELA was established with financial and legal independence from the state of Missouri. [read post]
11 Jan 2023, 5:06 am
Contact the nursing home administrator, as well as local adult protective services and the police. [read post]
11 Jan 2023, 4:05 am
As the Investor Advocate, she will “lead an office that assists retail investors in interactions with the Commission and with self-regulatory organizations (SROs) analyzing the impact on investors of proposed rules and regulations, identifying problems that investors have with financial service providers and investment products, and proposing legislative or regulatory changes to promote the interests of investors. [read post]
11 Jan 2023, 1:58 am
The case of Christopher Peak highlights the significant financial and professional penalties which can result if conflicts of interest are not recognised and avoided. [read post]
10 Jan 2023, 9:05 pm
Machine learning in credit scoring and access to financial services has amplified these concerns. [read post]
10 Jan 2023, 9:01 pm
Companies will need to develop plans to comply with intricate and often conflicting sets of legal and financial disclosure requirements across multiple jurisdictions. [read post]
10 Jan 2023, 7:12 pm
Pix Credit here Chinese authorities have unveiled their Draft Social Credit Law (comment was open through 14 December 2022) (Law of the PRC on the Establishment of the Social Credit System (Draft Released for Solicitation of Public Comment). [read post]
10 Jan 2023, 5:39 pm
At the same time, in my view, the Fed does have narrow, but important, responsibilities regarding climate-related financial risks. [read post]
10 Jan 2023, 2:30 pm
What are the financial obligations of sponsors? [read post]
10 Jan 2023, 12:33 pm
Robinhood: The New York Department of Financial Services issued a $30 million penalty on Robinhood’s crypto division for failing to meet basic AML compliance requirements on August 1, 2022. [read post]
10 Jan 2023, 9:40 am
The GMAC report made several recommendations to the Commission to tailor the CFTC’s uncleared margin rules to account for the practical and operational challenges arising when they are applied to financial end-users that have only recently come into scope of those rules, such as pension plans, endowments, insurance providers, and mortgage service providers. [read post]
10 Jan 2023, 9:06 am
Employers with fewer than 50 employees may obtain an exemption if they can show that compliance with the Act would cause significant difficulty or expense (considering the size, financial resources, nature, and structure of the business). [read post]
10 Jan 2023, 9:05 am
Specifically, the amendments require a cooling-off period for officers and directors for the later of (1) 90 days following the adoption of a Rule 10b5-1 plan; or (2) two business days following the disclosure of the issuer’s financial reports in an Annual Report on Form 10-K or a Quarterly Report on Form 10-Q for the fiscal quarter in which the Rule 10b5-1 plan was adopted or, for a foreign private issuer, in a Form 20-F or a Form 6-K that discloses the issuer’s… [read post]
10 Jan 2023, 8:48 am
The priorities include the following: Financial resilience: The PRA will continue to focus on financial resilience, through ongoing assessment of individual firm’s capital and liquidity positions as well as how these may evolve in light of potential headwinds. [read post]
10 Jan 2023, 8:30 am
Financial resilience: The PRA will continue to focus on financial resilience, through ongoing assessment of individual firm’s capital and liquidity positions as well as how these may evolve in light of potential headwinds. [read post]
10 Jan 2023, 7:39 am
UBS Financial Services also agreed to pay nearly $25 million to settle fraud charges in connection with its Yield Enhancement Strategy, (YES Strategy). [read post]
10 Jan 2023, 7:24 am
Other VAT exemptions include financial or insurance services whose tax bases are difficult to determine, but these activities are normally subject to other specific taxes. [read post]
