Posts tagged with: "financial+services"
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8 Aug 2012, 3:37 pm
Yesterday, I reported on the New York Department of Financial Services’ Order against Standard Chartered claiming that the Bank violated the rules of the Office of Foreign Assets Control by stripping out the names of Iranian entities in wires for legal U-turn transactions permitted before November 2008 under section 560.516(a)(1) of the Iranian Transaction Regulations. [read post]
28 Jul 2015, 7:50 pm
Records showing, for each service provider providing services related to direct mail marketing, the name of a point of contact, and that person's telephone number; email, physical postal address; job title or position; dates of service, and, if applicable, the reason for termination. [read post]
28 Jul 2015, 7:50 pm
Records showing, for each service provider providing services related to direct mail marketing, the name of a point of contact, and that person's telephone number; email, physical postal address; job title or position; dates of service, and, if applicable, the reason for termination. [read post]
17 Apr 2014, 9:31 am
This may be able to help plaintiffs secure fair, full compensation for their injuries and for a range of damages, including: •Final medical bills •Loss of companionship •Loss of financial support and other services •Pain and suffering •Memorial or funeral expenses Under the Florida Wrongful Death Act (Section 768.21), a survivor “may recover the value of lost support and services from the date of the decedent's injury to her or his… [read post]
19 Mar 2009, 12:27 am
The service is a good example of what a bank can do to help its customers understand and better manage their financial affairs and, given the current financial climate, more banks should be launching services like this. [read post]
16 Mar 2011, 1:48 am
The Franchise Fund focused on "making franchise loans to commercial food service franchises," while the Hard Money Fund focused on "making short term real estate mortgage loans. [read post]
27 Oct 2011, 5:02 am
Four bills made their way through the Capital Markets and Government Sponsored Enterprises Subcommittee of the House Financial Services Committee last week and this week were approved by the full Financial Services Committee . [read post]
17 Jul 2018, 6:25 am
The draft Regulation amends: sections 1A, 1B, 2AB and 2J of the Financial Services and Markets Act 2000 (FSMA), to ensure that the functions of the FCA and the PRA include the function of making EU Exit Instruments under the draft Regulation, and that the function of making technical standards is one of their general functions; part 9A of the FSMA by inserting sections 138P to 138S to set out the procedure for standards instruments, which will enable the FCA, the PRA and the Bank… [read post]
22 Mar 2018, 4:38 am
Key points in the communique from a financial services perspective include the G20: will continue to deepen its understanding of capital flow management measures and the conditions under which they might be effective, taking into account country-specific circumstances; welcomes the finalisation of Basel III, which completes the main elements of the post financial crisis reforms. [read post]
22 Oct 2014, 4:37 pm
It takes advantage of the fact that not all banks were made subject to tighter liquidity regulation by the UK Financial Services Authority (FSA) in 2010. [read post]
7 Nov 2023, 8:13 am
Countrywide Pre-Paid Legal Services can connect you to a seasoned financial professional. [read post]
20 Aug 2008, 8:19 pm
The Privacy Commissioner expects that this is due to the large number of finance providers, the volume of personal information transactions conducted by the sector and a reflection of the fact that the sector is bound by both the National Privacy Principles and the Credit Reporting provisions.Main issues affecting financial service providers International transactions and outsourcing The ALRC intends to balance the need to transfer information with the protection of an… [read post]
25 Jul 2014, 5:08 am
Yesterday, Corp Fin Director Keith Higgins delivered this testimony before the House Financial Services Committee’s Capital Markets Subcommittee – talking about the state of the Division, with an emphasis on the status of Dodd-Frank and JOBS Act rulemaking. [read post]
23 Jan 2023, 6:52 pm
” The SEC’s Chief of the Division of Enforcement’s Complex Financial Instruments Unit Osman Nawaz stated that the SEC “will hold service providers, such as Bloomberg, accountable for misrepresentations that impact investors. [read post]
20 Jan 2022, 5:48 am
In particular, absolute restrictions on ring-fenced bodies from servicing financial institutions, operating in some geographical areas, and providing a range of banking services have resulted in a regime that is overly rigid. [read post]
22 Jul 2014, 3:40 pm
Additionally, it has worked with the Department of Defense to develop financial protections for service members and veterans, and established a national database to aide consumers with complaints about debt collectors, credit card companies, and credit rating agencies, among others. [read post]
17 Jan 2009, 5:17 pm
This will mean that all margin lending providers will have to: have an Australian Financial Services Licence (AFSL). [read post]
6 Jun 2008, 3:20 am
Hartford Financial Services Group has more than 100 plaintiffs and is pending before the U.S. [read post]
21 Feb 2019, 6:31 am
He worked with Capital Financial Services from August 2012 to August 2017 in Marietta, Georgia. [read post]
9 Jun 2016, 11:11 am
On May 5, 2016, the CFPB issued a proposed rule that would prohibit covered providers of certain consumer financial products and services from using an agreement with a consumer that provides for arbitration of any future dispute between the parties to bar the consumer from filing or participating in a class action with respect to the covered consumer financial product or service. [read post]
