Posts tagged with: "financial+services"
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22 Feb 2018, 8:38 am
As we reported here, March 1, 2018 brings a new transition date, with a new set of compliance obligations for Covered Entities subject to the Cybersecurity Regulation of the New York Department of Financial Services. [read post]
29 Mar 2012, 2:13 pm
Well, he testified today before the House Financial Services Committee. [read post]
29 Jan 2010, 7:26 am
Earlier this month, the Financial Services Commission ("FSC") of the British Virgin Islands ("BVI") announced its plan to revise its existing intellectual property laws. [read post]
22 Oct 2008, 8:47 pm
A few weeks ago, we reported on the results of Interbrand’s 2008 Best Global Brands Survey, observing that the survey’s big losers, year-over-year, were financial services companies. [read post]
3 Apr 2012, 4:24 am
Appearing before the House Financial Services Committee last week, Director Cordray offered yet another explanation for why CFPB enforcement lawyers are accompanying CFPB examiners on CFPB exams. [read post]
22 Sep 2008, 2:06 pm
With all the turmoil in the financial services industry, some attorneys think in-house is the new outhouse and are running back to law firm employment. [read post]
17 Feb 2008, 9:31 pm
Although there is much discussion of economic doom and gloom in the United States, particularly in the financial services sector in New York. [read post]
26 Jun 2008, 12:13 am
The UK Financial Services Authority (FSA) has fined stockbroker Merchant Securities Group Limited (Merchant Securities) for not adequately protecting its customers from the risk of identity fraud. [read post]
18 May 2012, 1:26 pm
Recently, the United Kingdom’s Upper Tribunal overturned a decision of the Financial Services Authority (FSA) that held a top bank executive liable for failure to take reasonable steps to adequately address certain regulatory compliance problems. [read post]
22 Aug 2009, 9:05 am
Reuters reports that the State Street Corporation, a financial services holding company, may not have enough money to pay fees and penalties stemming from lawsuits centered on risky investments the firm made. [read post]
4 Feb 2013, 6:00 pm
The Justice Department's efforts to reach a settlement with Standard & Poor's Rating Services about the ratings provided to mortgage bonds leading up to the financial crisis have failed, and it appears that civil charges will be filed by the Justice Department and state prosecutors. [read post]
14 Aug 2012, 5:00 am
Recent news reports indicate that the CFPB has placed advertisements to recruit investigators and said that the investigators’ activities are intended to inform the CFPB’s enforcement division about consumer experiences with different financial products and services. [read post]
26 Aug 2010, 5:22 am
The Financial Services Authority (FSA) has reported that it has fined Zurich UK £2,275,000 for "failing to have adequate systems and controls in place to prevent the loss of customers’ confidential information". [read post]
30 Sep 2024, 7:46 am
According to The Atlantic, 23andMe, a leading provider of consumer genetic testing services, is considering selling the company amidst financial difficulties. [read post]
28 Nov 2023, 4:50 pm
October was another busy month in the financial services regulatory space. [read post]
17 Jun 2024, 1:20 am
Member States other than where the service provider is established cannot restrict the freedom to provide such online services for reasons falling within the coordinated field, unless certain conditions are met. [read post]
27 Jun 2023, 1:59 am
As a result Lighthouse was publicly censured, avoiding a financial penalty. [read post]
18 Sep 2009, 3:24 am
It also highlights the risk of financial crime where the policyholder deals through a service company rather than directly with the managing agent. [read post]
12 Feb 2008, 9:19 am
FINRA (the Financial Industry Regulatory Authority) has issued Regulatory Notice 07-59 relating to electronic communications, such as email, instant messaging, text messaging, weblogs and podcasting, which financial services firms and their employees may use to conduct business. [read post]
19 Oct 2011, 12:15 pm
Ferrer commended the investigative efforts of the FBI, Florida Department of Financial Services, U.S. [read post]
