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12 Jun 2024, 9:05 pm by renholding
The SEC rules have raised concerns over their impact on price discovery and fraud detection. [read post]
23 May 2024, 5:27 am by Jacob Ford Ridgeway
Adding to these challenges is the adoption by the Supreme Court of the “Major Questions Doctrine” in the 2022 case West Virginia v. [read post]
19 May 2024, 9:05 pm by The Regulatory Review
Nov 28, 2023 | Is the SEC Hiding in Plain Sight? [read post]
17 May 2024, 4:43 am by Matthias Weller
From Brexit to The Hague (2016-2024) When the former Prime Minister and current Foreign Secretary David Cameron set the date for the EU referendum on 23 June 2016, this was widely regarded as just a political move to ensure support for the outcome of his renegotiations of the terms of continued membership in the European Union.[4] However, as the referendum results showed 51.9% of voters were actually in favour of leaving,[5] it became apparent that Downing Street had significantly… [read post]
15 May 2024, 9:01 pm by renholding
The Commission orders a censure, monetary penalties, and a suspension from appearing or practicing before the SEC for the audit partner. [read post]
29 Apr 2024, 5:37 am by Chris Castle
These Phonorecords IV rates are in effect for five years, but the next negotiation for new rates is coming soon (called Phonorecords V or PR V for short). [read post]
16 Apr 2024, 7:19 am by Ronald Mann
ShareAs securities cases go, Macquarie Infrastructure Corp. v. [read post]
21 Mar 2024, 8:51 am by Eric Goldman
GmbH as a Possible Trademark Troll The post Judge Hammers SEC for Lying to Get an Ex Parte TRO–SEC v. [read post]
6 Mar 2024, 9:05 pm by renholding
This suggests that asset managers, directors, and officers implementing a stakeholder vision must disclose their multi-variable utility functions through SEC filings. [read post]
4 Mar 2024, 12:47 pm
Particularly in this circumstance, writings on the Court should turn the national temperature down, not up. [read post]