Search for: "The Depository Trust Company"
Results 1 - 20
of 220
Sorted by Relevance
|
Sort by Date
12 Feb 2010, 6:37 am
In the article, Funk provides a primer on organizing and operating a non depository, or fiduciary-services-only, trust company, calling New Hampshire "the best state in the country to [read post]
9 Jan 2019, 4:31 pm
§69.031(1) reads as follows:(1) When it is expedient in the judgment of any court having jurisdiction of any estate in process of administration by any guardian, curator, executor, administrator, trustee, receiver, or other officer, because the size of the bond required of the officer is burdensome or for other cause, the court may order part or all of the personal assets of the estate placed with a bank, trust company, or savings and loan association (which savings and loan… [read post]
14 Jan 2014, 6:00 am
Section 171 of the Dodd-Frank Act provides for the grandfathering of trust preferred securities issued before May 19, 2010, by certain depository institution holding companies with total assets of less than $15 billion as of December 31, 2009, and by mutual holding companies established as of May 19, 2010. [read post]
16 Jun 2023, 5:29 am
DALLAS, TX / ACCESSWIRE / June 15, 2023 / Public Ventures, LLC, a wholly owned subsidiary of MDB Capital Holdings, LLC, today announced it received official approval on May 31 to become both a Participant as set forth by the rules, by-laws and organization certificate of The Depository Trust Company (DTC) and a [...] [read post]
21 Jul 2011, 10:06 am
The Depository Trust Company (DTC) effectively controls which public companies’ stock can be traded electronically as opposed to exchanging actual stock certificates when sales take place. [read post]
21 Jul 2011, 10:06 am
The Depository Trust Company (DTC) effectively controls which public companies’ stock can be traded electronically as opposed to exchanging actual stock certificates when sales take place. [read post]
28 Oct 2013, 7:58 am
We expanded our search and found little Yellowstone Trust Company, which charges $200 for setup and a minimum $600 annual fee. [read post]
7 Jun 2010, 11:54 am
Non-traded REITs such as Behringer Harvard REIT I, Behringer Harvard Opportunity, Wells Real Estate Investment Trust II, Inland America Real Estate Trust and Inland Western Retail Real Estate Trust may become more transparent thanks to a new platform under development by the Depository Trust and Clearing Corporation (DTCC). [read post]
19 Mar 2012, 6:26 am
Last Thursday, the SEC ruled In the Matter of the Application of International Power Group, Ltd. for review of action taken by Depository Trust Company or DTC. [read post]
26 Mar 2012, 12:40 pm
As I mentioned last week, on March 15 the SEC ordered The Depository Trust Company (DTC) to conduct a hearing as to the fairness of their decision to suspend or “chill” settlement and book-entry clearing services for International Power Corp. [read post]
6 Aug 2009, 7:04 am
Participants have until September 30 to advise CDS whether they will remain a CDS-sponsored participant or become direct members of the NSCC and Depository Trust Company (DTC). [read post]
14 Sep 2010, 8:42 pm
Depository Trust & Clearing Corp., that an employer's failure to investigate a complaint of discrimination cannot be considered, in and of itself, an adverse employment action taken in retaliation for the filing of the same discrimination complaint. [read post]
9 May 2022, 7:43 pm
An impasse arose because the Depository Trust Company (“DTC”) implemented a policy that required the recipients of the payments to sign a letter agreeing to certain provisions before DTC would distribute the settlement proceeds. [read post]
17 Jul 2016, 10:13 am
And for those funeral homes using trusts to fund their preneed contracts, they must deposit the funds to trust within 60 days of receipt. [read post]
23 Aug 2011, 8:55 am
A "banking entity" is an insured depository institution, a company that controls an insured depository institution, or a company that is treated as a bank holding company, including any affiliates or subsidiaries. [read post]
20 Jun 2011, 5:52 am
Property investors have been happy working with minimal regulatory control for property investments using limited partnerships, unit trusts and companies and both onshore and offshore entities but all that is about to change. [read post]
7 Apr 2014, 6:24 am
On March 12, the SEC issued a 400-page rule proposal that, if adopted as proposed, would impose a multitude of new compliance requirements on The Options Clearing Corporation (“OCC”), The Depository Trust Company (“DTC”), National Securities Clearing Corporation (“NSCC”), Fixed Income Clearing Corporation (“FICC”) and ICE Clear Europe. [read post]
1 Jul 2015, 5:01 am
They also said the proposal does not seek changes to settlement cycles in primary markets.Moreover, the Industry Steering Committee (ISC), in conjunction with PricewaterhouseCoopers LLP, The Depository Trust & Clearing Corporation, SIFMA, ICI and others, has issued a white paper that explains the proposal in greater detail. [read post]
30 Apr 2010, 12:47 pm
Chevedden originally argued that Rule 14a-8(b)(2) was satisfied by a letter from RAM Trust Services (RTS), his "introducing broker," while Apache asserted that Chevedden was required to obtain a confirming letter from the Depository Trust & Clearing Corp. [read post]
14 Jan 2014, 3:14 pm
Section 171 of the Dodd-Frank Act provides for the grandfathering of trust preferred securities issued before May 19, 2010, by certain depository institution holding companies with total assets of less than $15 billion as of December 31, 2009, and by mutual holding companies established as of May 19, 2010. [read post]
