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27 Jan 2015, 6:04 am
The views expressed in the post are those of Commissioner Aguilar and do not necessarily reflect those of the Securities and Exchange Commission, the other Commissioners, or the Staff. [read post]
20 Dec 2018, 9:04 am
In October 2018, the South Carolina Court of Appeals vacated a $540,000 civil penalty that the South Carolina Securities Commissioner had imposed against John M. [read post]
13 Jan 2015, 3:57 am
Even more interesting is this DealBook piece which really gets into the nitty gritty of the personalities involved and whether a sitting Commissioner should be writing about potential securities law violations in a law review piece. [read post]
19 Nov 2019, 7:31 am
Certain affiliated persons also would be permitted to deposit securities into, and receive securities from, the funds in connection with the purchase and redemption of creation units.However, the applicants maintained that operating the funds as fully transparent would cause them to be susceptible to "front running" by others, which could harm the funds and their shareholders. [read post]
28 Sep 2014, 7:57 pm
Mastroianni regarding the final decision by the Commissioner of the Social Security Administration in denying a woman's application for SSI benefits. [read post]
10 Dec 2015, 7:45 am
But it is those attributes that also create significant privacy and security risks. [read post]
23 Aug 2012, 1:35 pm
Basic, however, establishes that these are critical issues that must be tested at the class certification stage.The former Commissioners assured that the rule proposed by amici would not impair the ability of the SEC to enforce the federal securities laws. [read post]
14 Jul 2011, 9:57 am
Please see the securities section of the Puerto Rico Commissioner of Financial Institution's Office (OCFI) website where you can check whether a broker-dealer, agent, investment adviser and/or security is registered with the OCIF to do business in Puerto Rico. [read post]
7 Mar 2012, 8:40 am
”Like Commissioner Paredes, SIFMA also called for a reproposal of the rules. [read post]
2 Jan 2012, 7:45 am
Commissioner of Social Security, the Ninth Circuit Court of Appeal explains that, in determining whether a disability benefits claimant retains the ability to perform work, a judge must take into account all of the Plaintiff's physical and mental limitations. [read post]
17 Jan 2020, 10:27 am
According to a story in the Government Executive, a publication dedicated to covering daily government business, Social Security employees were informed of the news in an email from Grace Kim, Social Security’s deputy commissioner for operations. [read post]
6 May 2011, 7:58 pm
Commissioner of Social Security laid out the steps that the SSA must undertake in considering a Social Security disability application: In step one, the Commissioner must determine whether the claimant is currently engaging in substantial gainful activity. [read post]
29 Jun 2022, 3:00 am
She announced earlier this year she would leave the Securities and Exchange Commission, following the Senate confirmation of a successor. [read post]
10 Apr 2014, 6:43 am
Acting Commissioner Carolyn Colvin of the Social Security Administration (SSA) has announced the establishment of a centralized fraud prevention unit in New York City. [read post]
2 Aug 2019, 10:56 am
International organizations such as the International Organization of Securities Commissions and the Financial Stability Board have begun to consider how to coordinate regulation of blockchain and digital assets, the commissioner noted, but full internationalization of regulations may not be appropriate. [read post]
2 May 2012, 7:34 pm
Astrue, Commissioner of Social Security, has just announced an online version of the Social Security Statement is now available at www.socialsecurity.gov. [read post]
28 May 2013, 4:19 am
Happy 80th Birthday to the Securities Act of '33! [read post]
18 Jul 2012, 1:16 pm
Commissioner of Social Security, the U.S. [read post]
4 May 2012, 3:00 pm
Commissioner of Social Security, the District Court for the Northern District of New York sheds some light on important issues regarding both conflicting medical evidence as well as that submitted late in the Social Security disability claim process. [read post]
12 May 2018, 7:00 am
The Protego serverless security technology ... [read post]
