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30 Oct 2012, 5:03 pm
The problem is that these days the securities regulators, both FINRA and the SEC, are simply too chummy with Wall Street to actually protect investors. [read post]
20 Apr 2007, 4:40 am
The DOJ and the SEC only filed a few backdating cases, including cases against Comverse Technology, Inc. and Brocade Communication Systems, Inc. 2. [read post]
28 Sep 2020, 6:26 am by Deb Givens
The settlement, which was first reported by The Wall Street Journal, would need to be agreed to by each of the three dozen Blue Cross insurers that make up the trade group, the Blue Cross Blue Shield Association. [read post]
2 Mar 2010, 1:34 pm by N. Peter Rasmussen
In some instances, medals are at stake, but on Wall Street, the contests can involve millions of dollars.In today's automated market, order placement rates can exceed 1,000 orders per second with the use of high-speed algorithms. [read post]
19 Oct 2009, 5:00 am
  That afternoon, IMS revealed that their earnings per share were 28% below Wall Street Expectations. [read post]
11 Apr 2007, 12:22 pm
The defendants’ wrongdoing was finally exposed on March 15, 2007, when the Fraud Discovery Institute (”FDI”) issued a press release and The Wall Street Journal published an article discussing a three-year investigation by the FDI that had revealed USANA’s fraudulent business practices. [read post]
16 Dec 2010, 10:01 pm by Lawrence B. Ebert
Apparently they are arresting employees for "leaking" information about the iPad to Wall Street....against the backdrop of having stolen the WHOLE device...which they have used as a vehicle to fuel Apple's mammoth rise in share price since 2007. [read post]
30 Mar 2011, 4:40 pm
Dodd-Frank Wall Street Reform and Consumer Protection Act’s Section 967 had directed the SEC to retain the services of an independent consultant to analyze the agency’s structure and operation, as well as suggest reforms. [read post]
3 Jul 2014, 7:10 pm by Sabrina I. Pacifici
 The Dodd-Frank Wall Street Reform and Consumer Protection Act requires that bank holding companies with total consolidated assets of $50 billion or more and nonbank financial companies designated by the Financial Stability Oversight Council (FSOC) as systemically important periodically submit resolution plans to the FDIC and the Federal Reserve. [read post]
28 Nov 2009, 5:30 am
The Wall Street Journal wrote geriatric pharmacy company Omnicare Inc. [read post]
11 Nov 2019, 3:09 pm by Beth Mole
(credit: Getty Images / zphotos) Google quietly partnered last year with Ascension—the country's second-largest health system—and has since gained access to detailed medical records on tens of millions of Americans, according to a November 11 report by The Wall Street Journal. [read post]
27 Jan 2011, 8:15 am by brettb
In the U.S., implants are sold by Allergan Inc. and Johnson & Johnson unit Mentor. [read post]
24 Sep 2009, 6:39 am by Jason M. Kueser
It seems to me that the Treasury Secretary is someone we should be listening to, and not Wall Street or others with a similar agenda. [read post]
11 Aug 2014, 3:07 pm by Mark Astarita
 According to an article in the Wall Street Journal, SEC officials now say the agency will increasingly bypass courts and juries by prosecuting wrongdoers in hearings before SEC' ALJs. [read post]
4 Jul 2008, 4:41 pm
Everyone who suggests any useful additional content will be put into a hat (well, their names will ...) and the lucky winner of a completely random draw will receive a copy for a prize.Via Reuters and the Wall Street Journal (thanks to Matthew Gilchrist) comes the news that Verizon Communications Inc, Google Inc, Cisco Systems Inc, Hewlett-Packard Co and Ericsson are believed to be teaming up to defend themselves against potential… [read post]
28 Oct 2019, 3:31 am by Edith Roberts
Harris Funeral Homes Inc. v. [read post]
29 Jun 2022, 8:03 am by Dan Bressler
” “Judicial independence attracted renewed attention last year after the Wall Street Journal said 131 federal judges violated federal law by hearing 685 lawsuits since 2010 involving companies where they or their families owned stock. [read post]
25 Mar 2024, 1:15 pm by Guest Author
Corner Post and the Earlier Challenge to the Interchange Fee Rule Corner Post concerns a Federal Reserve rule adopted pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]