Search for: "In Re Securities and Exchange Commission"
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1 Aug 2011, 10:01 pm
They were right - the four Gen Re executives and the AIG executive were all convicted of conspiracy, mail fraud, securities fraud, and making false statements to the Securities and Exchange Commission Thankfully, some appellate court panels (unlike some others) are still willing to correct such injustices. [read post]
27 Jul 2011, 8:20 am
He would put Medicare and Social Security on the table in exchange for modest revenues on closing loopholes to prove he was willing to go the extra mile. [read post]
26 Jul 2011, 10:32 am
Sterling Holding Co., LLC, 544 F.3d 493, 502 (3d Cir. 2008) (holding that National Cable requires deference to the Security and Exchange Commission’s amendments to a regulation over a prior contrary judicial interpreta- tion); see also Udall, 380 U.S. at 16–17 (“When the con- struction of an administrative regulation rather than a statute is in issue, deference is even more clearly in order. [read post]
25 Jul 2011, 10:06 am
"Physicians, make sure you're reading the contract and not violating any terms," she urged. [read post]
25 Jul 2011, 8:03 am
In the preliminary proxy FedEx delivered to the Securities and Exchange Commission on Friday afternoon, the company tells investors about corporate-jet rides, high-end security services, and a $2.4 million tab for that part-time workforce known as its board of directors. [read post]
21 Jul 2011, 1:18 pm
Rule 2340 simply says, "Charges, if any, for services performed, including miscellaneous services such as collection of moneys due for principal, dividends, or interest; exchange or transfer of securities; appraisals, safe-keeping or custody of securities, and other services, shall be reasonable and not unfairly discriminatory between customers. [read post]
21 Jul 2011, 7:08 am
Naturally, Harvard had to pay up handsomely for the privilege of securing this prime site: The new Charlesview Residences in Allston will include 240 rental units and 100 owned units. [read post]
20 Jul 2011, 8:30 am
That’s because the agencies charged with enforcing it, such as the Securities and Exchange Commission, don’t have enough money or staff to do the job. [read post]
20 Jul 2011, 6:25 am
First, a quick look at Jean Eaglesham’s piece in Wednesday’s WSJ: Eaglesham writes that officials at the Securities Exchange Commission and the Commodity Futures Trading Commission FTC officials are straining to write dozens of rules required by the law. [read post]
14 Jul 2011, 1:30 pm
Further, the Court found that the car was used for purposes of a statute that required suspension of a driver’s license when a vehicle is used in the commission of a crime when Mr. [read post]
11 Jul 2011, 8:50 am
In the company's S-1 filing to the Security and Exchange Commission, Zynga provides an unvarnished view of the privacy landscape and the challenges it creates for a newly minted public company. [read post]
11 Jul 2011, 7:43 am
Not quite two weeks ago, we passed the midpoint of 2011, marking a perfect opportunity to continue ignoring our New Year’s resolutions — and to check in on that marvel of modern investing, the Edgar database at the Securities and Exchange Commission. [read post]
8 Jul 2011, 10:06 pm
Critics have described the move by the FDIC as more stringent than clawback rules slated to be released by the Securities and Exchange Commission in a few weeks. [read post]
6 Jul 2011, 5:00 am
If they are operating overseas, they may have hedges in place to reduce foreign exchange risk. [read post]
5 Jul 2011, 8:30 am
Being challenged by a group of opposing shareholders, it was also reviewed by the Ontario Securities Commission (OSC). [read post]
5 Jul 2011, 5:00 am
In early 2006, the Securities and Exchange Commission began inspecting Dana’s accounting system. [read post]
1 Jul 2011, 12:52 am
Wells Fargo, in a variation on the same theme, provided the judge with a copy of the Pooling & Servicing Agreement (“PSA”), but the copy was downloaded from the Securities and Exchange Commission website and was not signed, so it didn’t contain the loan schedules referenced in the agreement that should have identified the mortgage in question as being included in the pool. [read post]
30 Jun 2011, 10:00 am
The government says it’s not done yet or as the Securities and Exchange Commission’s enforcement chief, Robert Khuzami, said recently, his agency is in period of historic insider-trading enforcement. [read post]
29 Jun 2011, 8:30 am
Bring back the days of unrestrained excess, deception, and de-regulation of Wall Street.One of their strategies is to choke funding to two of the agencies which are critical to the implementation and enforcement of the financial reform law, the Securities and Exchange Commission and the Commodity Futures Trading Commission.Last week, Republican Senate Minority Leader Mitch McConnell stated that "anything we can do to slow down, deter or impede their ability to engage… [read post]
29 Jun 2011, 7:43 am
ADMIRAL MCRAVEN: Sir, right now, as you’re well aware, that is always a difficult issue for us. [read post]
