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Penalties Member States shall establish penalties applicable to infringements by economic operators, with limits set out in the CRA as follows: Non-compliance with essential requirements set out in Annex I and obligations for manufactures shall be subject to administrative fines of up to €15 million or up to 2.5% of its global revenue, whichever is higher.Non-compliance with other obligations under the CRA shall be subject to administrative fines of up to €10… [read post]
14 Sep 2022, 11:59 am by John Jascob
Each of TD, BNY Mellon, and Jefferies agreed to settle with the SEC, but Oppenheimer is litigating the matter in the Southern District of New York (In the Matter of TD Securities (USA) LLC, Release No. 34-95751, September 13, 2022; In the Matter of BNY Mellon Capital Markets, LLC, Release No. 34-95750, September 13, 2022; In the Matter of Jefferies LLC, Release No. 34-95749, September 13, 2022; SEC v. [read post]
13 Sep 2022, 6:43 pm by John Floyd
The total amount asked of defendants for pretrial release has fallen from $135 million in 2015 to $13 million in 2020. [read post]
12 Sep 2022, 9:00 pm by Kyle Hulehan
If approved, the amendment would impose a 4 percent surtax on income over $1 million, raising an estimated $2 billion per year in new revenue. [read post]
12 Sep 2022, 6:41 pm by Sabrina I. Pacifici
Wade, and OpenSecrets has documented more than a half million dollars spent on these measures. [read post]
12 Sep 2022, 6:00 am by jonathanturley
” Later, Chief Justice John Marshall also was burned in effigy after writing the famous opinion in Marbury v. [read post]
8 Sep 2022, 9:01 pm by Gary Gensler
”[3] He further stated, “Congress’ purpose in enacting the securities laws was to regulate investments, in whatever form they are made and by whatever name they are called. [read post]