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14 Sep 2018, 8:00 pm by ccollins
Steele Financial is Accused of Investor Fraud The US Securities and Exchange Commission has filed civil charges against investment advisory firm Steele Financial Inc. and its owner Tamara Steele. [read post]
12 Sep 2018, 6:41 am by Cynthia Marcotte Stamer
Stamer advises, represents and defends employer, union, multi-employer, association and other employee benefit plan sponsors, insurers and managed care organizations, fiduciaries, plan administrators, technology and other service providers, government and community leaders and others about health and other employee benefit and insurance program and policy design and innovation, funding, documentation, administration, communication, data security and use, contracting, plan,… [read post]
10 Sep 2018, 7:49 pm by Cynthia Marcotte Stamer
Republicans credit the continuing strong economic performance of the US economy to the TCJA. [read post]
10 Sep 2018, 10:17 am by Lawrence B. Ebert
Roxane was that Acorda lost:Roxane Laboratories, Inc.; Mylan Pharmaceuticals,Inc.; and Teva Pharmaceuticals USA, Inc., have submittedAbbreviated New Drug Applications seeking FDAapproval to market generic versions of Ampyra. [read post]
9 Sep 2018, 7:15 am by Staff Attorney
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Daniel Flores (Flores), formerly associated with Woodbury Financial Services, Inc. [read post]
9 Sep 2018, 7:14 am by Staff Attorney
  Form January 2013 until February 2015 Cheney-Jamison was associated with First American Securities, Inc. [read post]
7 Sep 2018, 6:57 am by Staff Attorney
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Thomas Sova (Sova), formerly associated with Hornor, Townsend & Kent, Inc. [read post]
4 Sep 2018, 3:35 pm by Kevin LaCroix
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
4 Sep 2018, 2:24 pm by Staff Attorney
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) Woodstock Financial Group, Inc. [read post]
30 Aug 2018, 9:01 pm by Jim Sedor
Microsoft Hopes to Protect Candidates Without Violating Campaign Contribution LawSeattle Times – Tim O’Brien (Associated Press) | Published: 8/23/2018 Microsoft requested an FEC advisory opinion to make sure the company’s new free package of online security protections for “election-sensitive” customers does not count as an in-kind campaign contribution. [read post]
30 Aug 2018, 4:44 pm by Kevin LaCroix
  Moreover, according to the DOJ, some funds used for the scheme were paid from Alstom U.S. to a consultant’s account in Maryland. [read post]
29 Aug 2018, 9:18 am by SSEK Law
Roanoke, VA – August 1, 2014 Lawyers with the Securities Law Firm of SHEPHERD SMITH EDWARDS & KANTAS LLP, www.sseklaw.com, are investigating claims involving Donna Tucker and UBS Financial Services, Inc. [read post]
28 Aug 2018, 6:43 am by Staff Attorney
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor John Krohn (Krohn), formerly associated with Principal Securities, Inc. [read post]
26 Aug 2018, 12:59 pm by Omar Ha-Redeye
The Supreme Court of Canada described this in Western Canadian Shopping Centres Inc. v. [read post]
24 Aug 2018, 4:32 am by Edith Roberts
” We rely on our readers to send us links for our round-up. [read post]
21 Aug 2018, 9:17 am by SSEK Law
  The net result is layers and layers of borrowed money being used to buy more securities, which exponentially increases the risks the investors carried. [read post]
20 Aug 2018, 9:02 pm by Joe Whitworth
This has implications for food and feed safety, food security and international trade. [read post]