Search for: "G Security Services LLC"
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3 Jun 2016, 7:32 am
Fraud charges against three brokerage subsidiaries and two former employees of global trading services provider ConvergEx Group LLC and the former CEOs of two of the brokerage subsidiaries – ConvergEx Global Markets and G-Trade Services LLC, in a scheme causing many institutional clients to pay substantially higher amounts than disclosed for the execution of trading orders. [read post]
2 Jun 2016, 5:23 am
Trevor G. [read post]
25 May 2016, 1:42 pm
” The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
26 Apr 2016, 11:21 am
Detter, Malone, and Stepp all agreed to serve a suspension from the financial services industry.The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
6 Apr 2016, 6:41 am
Code] §1030(g). [read post]
16 Mar 2016, 7:24 am
The SEC charged Central States, the former CEO, and the former vice presidents with violating the municipal advisor fiduciary rule, as well as violating Municipal Securities Rulemaking Board (MSRB) Rule G-17, which requires advisors to deal fairly with their clients, and Rule G-23, which prohibits municipal securities advisors from underwriting issuances which they are advising. [read post]
7 Mar 2016, 7:26 am
Wells Fargo also is charged with violations of Section 15B(c)(1) of the Securities Exchange Act of 1934 and Rules G-17 and G-32 of the Municipal Securities Rulemaking Board (MSRB). [read post]
5 Mar 2016, 2:59 pm
Bonny G. [read post]
14 Jan 2016, 11:12 am
Raksa, DAGDesignee of Department of Human Services: Barbara G. [read post]
8 Jan 2016, 5:26 am
Code § 1030(a)(2)(c), (a)(4) and (g). [read post]
28 Dec 2015, 2:51 am
The IP Court of Venice held that a work created by a lawyer for their client in the provision of legal services was protected by copyright law. [read post]
21 Dec 2015, 1:25 pm
Cerrettofrom the New York State Police will be appointed Director of the Office of Counter Terrorism within the Division of Homeland Security and Emergency Services. [read post]
6 Dec 2015, 6:05 am
The securities lawyers of Gana LLP are investigating Daniel Kasbar (Kasbar) bar from the securities industry. [read post]
22 Oct 2015, 8:00 pm
DIRECTV, LLC v. [read post]
7 Oct 2015, 6:24 am
Brokers absolutely should retain competent securities counsel to help them. [read post]
6 Sep 2015, 7:30 am
By Vincent G. [read post]
20 Aug 2015, 12:22 pm
He was with Raymond James Financial Services in St. [read post]
9 Jul 2015, 4:10 pm
See TRAP 9.4(g); see also TRAP 39.7. [read post]
9 Jul 2015, 4:10 pm
See TRAP 9.4(g); see also TRAP 39.7. [read post]
1 Jul 2015, 7:34 am
Alper seems to be a minority view, but its approach is attractive in streamlining discovery, eliminating subpoena service issues for expert witnesses who may live outside the district, and forcing the sponsoring party to respond and to obtain compliance with its retained expert witness. [read post]
