Search for: "HEDGES v. STATE" Results 221 - 240 of 1,283
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
13 Aug 2010, 9:21 am by Susan Alker
  Private fund advisers falling beneath the $150 million threshold must determine whether they are required to register with the securities regulators in one or more states (we note that all states other than Wyoming have some sort of registration requirements). [read post]
8 Jan 2024, 7:48 am by Eric Goldman
The only difference here is that, instead of Peninsula’s search results directly stating the name Peninsula, they include the part name. [read post]
3 Dec 2018, 7:53 am by John McFarland
The Texas Supreme Court denied the landowners’ motion for rehearing last Friday in Murphy v. [read post]
5 Aug 2010, 1:30 pm by Stikeman Elliott LLP
Schapiro discussed five topics that new rules will need to address, namely, (i) oversight of OTC derivatives and the need for joint rulemaking between the CFTC and SEC; (ii) fiduciary duty in respect of existing standards of care applicable to broker-dealers and investment advisors; (iii) registration requirements for hedge funds, (iv) expanded corporate disclosure, including upcoming rules that will set new standards of independence for compensation… [read post]
31 Mar 2008, 9:43 am
Can Treasury really reorganize American oversight comprehensively - and extend supervision to investment banks and maybe even hedge funds? [read post]