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4 Nov 2016, 1:01 am
Gonzalez, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Monday, October 31, 2016 Tags: Banks, CFPB, Consumer protection, Dodd-Frank Act, Financial institutions, Financial regulation, Securities enforcement, Securities litigation, Securities regulation, U.S. federal courts CEO and Executive Compensation Practices: 2016 Edition Posted by Matteo Tonello, The Conference Board, Inc., on Monday, October 31, 2016 Tags: Compensation disclosure, Compensation ratios, Equity-based… [read post]
19 Oct 2016, 1:04 pm by Cynthia Marcotte Stamer
§2575.2(m) $1,000 per failure $1,087 per failure   Sponsor of Cooperative and Small Employer Charity (CSEC) plan   Failure to establish or update a funding restoration plan 502(c)(12) $100 per day $100 per day (no change) The civil penalty increase provides yet another reason for employer and other plan sponsors,. fiduciaries and administrators to strive to prevent ERISA violations. [read post]
7 Oct 2016, 6:01 am
Campion and James Brigagliano, Sidley Austin LLP, on Tuesday, October 4, 2016 Tags: Algorithmic trading, Clearing houses, Equity capital, Financial technology, High-frequency trading, Regulation NMS,SEC, Securities regulation The Insignificance of Clear-Day Poison Pills Posted by Emiliano M. [read post]
1 Oct 2016, 2:50 am by Frank J. Dürring
Vielmehr sollten Sie uns umgehend konsultieren, damit wir Ihnen Verhaltensempfehlungen geben können. [read post]
29 Sep 2016, 5:08 pm by Kevin LaCroix
  ***********************   The Second Circuit’s September 20, 2016 decision in In re American International Group, Inc. [read post]
16 Sep 2016, 12:29 pm by Mark Astarita
Sears orchestrated the scheme along with his brother-in-law Scott M. [read post]
30 Jul 2016, 7:50 pm by The Blog Team
Among other things, his sentence included $828,000 in restitution to his employer, which was intended to cover its internal investigation costs and attorney’s fees, pursuant to the Mandatory Victim Restitution Act, 18 U.S.C. [read post]
17 Jun 2016, 6:05 am
’ Posted by Carmine Guerriero, University of Amsterdam, on Monday, June 13, 2016 Tags: Financial development, Information environment, International governance, Legal systems, Market conditions,Ownership, Property rights, Social contract Toward Better Mutual Fund Governance Posted by Anita K. [read post]
2 Jun 2016, 5:23 am by Mary Jane Wilmoth
Medical Capital Holdings, Inc.; Medical Capital Corporation; Medical Provider Funding Corporation VI; Sidney M. [read post]
11 Mar 2016, 6:14 am
Cook & Co., Inc., on Thursday, March 10, 2016 Tags: Agency costs, Boards of Directors, Derivative suits, Director compensation, Discovery, Equity-based compensation,Executive Compensation, Fiduciary duties, Peer groups, Say on pay, Settlements, Shareholder suits [read post]
11 Mar 2016, 5:30 am by Kori Shafer-Stack
All rights reserved under International Copyright Law. [read post]
29 Feb 2016, 4:43 pm by Kevin LaCroix
  Last year also saw Delaware decisions that are likely to change the landscape of M&A litigation and interesting developments in the area of SEC enforcement. [read post]
22 Feb 2016, 10:26 am by Jerry Kalish
Late 401(k) deposits are high priority enforcement matters with the Internal Revenue Service (“IRS”) which oversees the tax aspects and the Department of Labor (“DOL”) which oversees the fiduciary aspects of retirement plans. [read post]