Search for: "KELLY STRONG"
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19 May 2023, 12:50 pm
According to Chris Kelly at FINRA’s annual conference this week, some dual registrants are selling a high-commission product in a brokerage account then rapidly converting that to an advisory account with an annual fee. [read post]
29 Aug 2007, 1:40 pm
(Bruce Kelly, FINRA eyes MSC for VA oversight, InvestmentNews, August 29, 2007). [read post]
7 Jun 2010, 6:00 am
Wow is she strong on the lead. [read post]
21 Jun 2017, 8:14 am
” Citing Kelly v. [read post]
2 Oct 2023, 6:09 am
Draft Merger Guidelines The recently released draft merger guidelines provide a strong indication of the agencies’ general aversion to mergers. [read post]
9 Apr 2023, 9:05 pm
Most recently and notably, in 2020, in Kelly v. [read post]
8 Jun 2022, 11:21 pm
They wanted the U.S. to send out a strong signal, to serve as a beacon (from their perspective) for other jurisdictions, and they were looking for something that would help them persuade judges in the U.S. and abroad to take implementer-friendlier positions. [read post]
21 Dec 2017, 5:24 pm
McCraw reflects a strong commitment to the safety and well-being of the youth in TJJD’s care. [read post]
26 May 2014, 9:36 am
Many strong readers/friends have tried to dissuade me from reading Dickens as they have classified as boring or too complex. [read post]
1 Nov 2011, 9:39 am
It has Chas Kelley’s signature Kelly green. [read post]
26 May 2014, 9:36 am
Many strong readers/friends have tried to dissuade me from reading Dickens as they have classified it as boring or too complex. [read post]
16 Feb 2011, 6:52 am
In Bonnard v Perryman, Lord Chief Justice Coleridge in the Court of Appeal held that the … importance of leaving free speech unfettered is a strong reason in cases of libel for dealing most cautiously and warily with the granting of interim injunctions. [read post]
10 Aug 2017, 10:36 am
It has been reported that Trump's new chief of staff, John Kelly and Secretary of Defense James Mattis, both former Marine Corp generals, have agreed not to leave the country at the same time so at least one of them can babysit the president. [read post]
19 Oct 2017, 4:00 am
To execute its complex mission well, DHS needs clear, coherent guidance and strong oversight from Congress. [read post]
26 Apr 2018, 12:00 am
§ 78u-4(b)(2)(A), scienter can be established when a complaint states facts “giving rise to a strong inference that the defendant acted with the required state of mind. [read post]
6 Sep 2017, 4:00 am
"Citing Kelly v Safir, 96 NY2d 32, the Appellate Division held that the penalty was not shockingly disproportionate to the offense "in light of the extent of [Oberman's] misconduct, the warnings he had received against such misconduct, his failure to accept responsibility, and the high ethical standards to which he was held as an attorney. [read post]
18 Feb 2013, 5:16 pm
(Pix (c) Kelly Kay 2013) Part 17: Does the U.S. [read post]
24 Feb 2013, 12:47 pm
(Pix (c) Kelly Kay 2013)Part 19: Does the U.S. [read post]
5 Mar 2023, 4:55 pm
By 2003, the Supreme Court strongly endorsed and protected open court, adopting a strong standard of justification that required a sound evidentiary basis to warrant limits to the principle. [read post]
1 Jan 2018, 7:00 am
John Kelly, moved to the White House, the department suffered from not having a confirmed leader. [read post]
