Search for: "Matter of Financial Corp."
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20 Mar 2014, 10:53 am
The proper question, according to Alice Corp., is whether the claimed invention extends to a patentable subject matter; if the claims do not describe a fundamental truth, then the invention is patentable. [read post]
8 Jan 2010, 11:27 am
The discount-brokerage operations of Charles Schwab Corp., Fidelity Investments and TD Ameritrade Holding Corp., among others, have built big businesses doing those things for independent advisers. [read post]
14 Jul 2008, 7:30 pm
Thomson Corp., July 14, 2008 (2007-1485)After a jury trial, the district court ruled that Thomson wilfully infringed Muniauction's patent related to conducting original issuer auctions of financial instruments. [read post]
7 Mar 2012, 8:32 am
Douglas McNabb and other members of the firm practice and write and/or report extensively on matters involving Federal Criminal Defense, INTERPOL Red Notice Removal, International Extradition and OFAC SDN Sanctions Removal. [read post]
25 Oct 2018, 3:00 am
Corp Fin has long permitted businesses acquired during the current fiscal year to be excluded from management’s report on internal control over financial reporting – but a recent study says that you may want to think twice before you opt to do that. [read post]
11 Oct 2006, 7:18 am
Instead of settling issues of patentable subject matter at the PTO, the level of uncertainty in the examining corps has gotten progressively worse. [read post]
1 Mar 2022, 4:45 am
KT Corp. [read post]
5 Jun 2009, 2:13 am
In its most significant enforcement action yet related to the subprime meltdown, on June 4, 2009, the SEC filed a civil securities fraud complaint (here) in the Central District of California against Angelo Mozilo, the former CEO of Countrywide Financial Corp., as well as the company’s former COO and CFO. [read post]
20 Apr 2012, 5:47 pm
Sufeir Hsu and her daughter Janet Hsu have settled their Orange County, California elevator accident lawsuit against ThyssenKrupp Corp. and the Irvine Co. [read post]
19 Jun 2023, 7:14 am
“No Rule Violations: Judge Denies Motion to Disqualify Agency’s Attorney in Suit Against Shareholder, CFO” — “A federal judge in Pennsylvania is allowing a Pittsburgh attorney representing On-Site Companionship Services Corp. to stay on a civil lawsuit filed against the agency’s sole shareholder and chief financial officer, denying the defendants’ claim that the lawyer violated rules of professional conduct by doing so. [read post]
27 Jul 2023, 7:00 am
Navy JAG Corps as a prosecutor from 2002 to 2008 and as a defense counsel from 2008 to 2015. [read post]
26 Jan 2016, 6:05 am
Lazarescu was registered with MetLife, Chemical Investment Services Corp., Citicorp Investment Services, and Chase Investment Services Corp. [read post]
15 Sep 2022, 10:00 am
In Mobile Equity Corp. v. [read post]
9 Jul 2018, 12:59 pm
He has nine customer disputes against him and one criminal matter. [read post]
6 Oct 2014, 6:39 pm
Corp. [read post]
11 Sep 2017, 9:18 am
Corp. [read post]
26 Mar 2018, 10:18 am
Edwards, Anchor National Financial Services, SunAmerica Securities, Merrill Lynch, LM Financial Partners, Raymond James, USAllianz Securities, Questar Capital Corp in Bismarck, North Dakota from December 2006 until August 2010, Woodbury Financial Services in Bismarck from August 2010 until December 2012 and Questar Capital Corp in Bismarck from December 2012 until December 2015. [read post]
30 Jan 2018, 12:55 pm
FINRA Bars Matthew Kerby and Matthew Peregoy for Separate Matters According to the Financial Industry Regulatory Authority (FINRA), the regulator has barred two brokers for failing to provide information connected to alleged misuse of funds. [read post]
14 Oct 2011, 12:04 pm
Cohen is Under Secretary of the Treasury for Terrorism and Financial Intelligence. [read post]
16 Oct 2008, 5:34 pm
General Motors Corp.'s board gave a cool reception to the idea of acquiring Chrysler LLC after GM's top management discussed the matter at a meeting last week, people familiar with the matter said. [read post]
