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They have also allegedly participated in trade organizations which “facilitated unlawful information exchanges. [read post]
14 Nov 2022, 1:22 pm by Jonathan M. Barnett
Securities and Exchange Commission, the Occupational Safety and Health Administration, the U.S. [read post]
11 Nov 2022, 3:00 am by Jim Sedor
“[Prosecutors] are now using the statute in this very fuzzy context of influence,” said Robert Kelner, an expert on government ethics law. [read post]
7 Nov 2022, 6:37 am by Kelly Shivery
  In addition, Mirror Trading was not a registered commodity pool operator. [read post]
3 Nov 2022, 11:00 pm by Daniel Jin
  In some circumstances, foreign investors even have tax benefits (compared to local investors) for trading credits that are documented in the form of securities. [read post]
30 Oct 2022, 11:31 am by Kevin LaCroix
The SEC imposed fines on U.S. exchange-listed publicly traded companies at the highest levels in years during fiscal year 2022 (which ended September 30, 2022), according to an analysis published Saturday by the Wall Street Journal. [read post]
25 Oct 2022, 10:46 am by assoulineberlowe
The allegations state that Ostern and Moonwalkers used a customized trading bot through Kane’s and Hydrogen Tech’s trading accounts to sell Hydro tokens. [read post]
24 Oct 2022, 6:31 am
Introduction Pay Governance LLC provides counsel and advice to the Board of Directors’ Compensation Committees of more than 400 prominent publicly-traded companies. [read post]
21 Oct 2022, 4:00 am by Jim Sedor
They asked for an investigation into the tech companies, as well as large lobbying groups including trade association the Computer & Communications Industry Association and advertisers’ group IAB Europe. [read post]
11 Oct 2022, 10:54 am by jeffreynewmanadmin
Who A corporation, limited liability company (LLC), or any entity created by the filing of a document with a secretary of state or any similar office under the law of a state or Indian tribe. [read post]
5 Oct 2022, 1:13 pm by Staff Attorney
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
5 Oct 2022, 6:15 am by John Jascob
In August, the CFTC announced it was reviewing a voluntary submission by KalshiEX, LLC, a registered exchange, regarding a proposal to list political event contracts for trading. [read post]
4 Oct 2022, 4:08 am
October 5, 2022 - 1 PM: In re Lizzo LLC, Serial Nos. 88466281 and 88466264 [Refusal to register 100% THAT BITCH for musical recordings and entertainment service on the ground that the proposed mark is a widely used phrase that fails to function as a source indicator.] [read post]
3 Oct 2022, 9:03 pm by Daniella Cass
Federal Trade Commission—will be considered by the Court this year. [read post]