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27 Jul 2012, 6:10 am
Matthew Zames and Frank Bisignano are promoted to co-chief operating officers of the bank, while Jes Staley moves from being chief executive of the corporate and investment bank to chairman. [read post]
26 Jul 2012, 1:46 pm
The ring-fencing proposal shares a common motivation and underlying philosophy with the Volcker Rule being implemented under the Dodd-Frank Act. [read post]
26 Jul 2012, 5:16 am
The consumer bureau used its authority under Section 136 of the Dodd-Frank Wall Street Reform and Consumer Protection Act to take action against “unfair, deceptive, or abusive practices” in the financial services marketplace. [read post]
25 Jul 2012, 11:26 am
The former CFTC official urged the Commission to clarify the guidance before registration and other Dodd-Frank requirements go take effect so that firms can plan for the scope of Dodd-Frank’s impact on their global businesses. [read post]
25 Jul 2012, 11:06 am
Speaking of which, did anyone notice the incessant string of mid-summer Dodd-Frank hearings? [read post]
25 Jul 2012, 10:25 am
Frank (D- Massachusetts) about his involvement, Secretary Geithner explained that the NY Fed did its job by briefing other regulatory bodies about the “incentive to underreport and opportunity to underreport. [read post]
25 Jul 2012, 10:25 am
Frank (D- Massachusetts) about his involvement, Secretary Geithner explained that the NY Fed did its job by briefing other regulatory bodies about the “incentive to underreport and opportunity to underreport. [read post]
25 Jul 2012, 10:00 am
Title V and Title VI of the JOBS Act amended Section 12(g) of the Securities Exchange Act of 1934 to raise the threshold for registration under the Exchange Act for companies and banks and bank holding companies from 500 securityholders of record to either 2,000 securityholders of record or 500 securityholders of record who are not accredited investors. [read post]
25 Jul 2012, 8:55 am
Its members, at a meeting last month, include its president, Janet Evans, Frank Joyce, center, and Jack Loscombe. [read post]
25 Jul 2012, 6:25 am
The BCBS/IOSCO paper is similar in many important ways to the proposals issued by the CFTC and banking regulators under Dodd-Frank (the “U.S. regulators’ proposals”). [read post]
24 Jul 2012, 9:06 pm
(pop. 2,100) brought to brink of bankruptcy by multiple lawsuits following political feuds; “We are going broke winning lawsuits,” says mayor [Monroe Monitor via ABA Journal] “No one in Youngstown Ohio has a Swiss bank account…except maybe that big new Swiss employer in town? [read post]
24 Jul 2012, 3:26 pm
The securities, banking and hedge fund industries have asked the CFTC to extend the public comment period on proposed guidance on the cross-border application of the Dodd-Frank derivatives provisions from August 27 until September 10. [read post]
22 Jul 2012, 6:39 am
The growth in loans from banks and other private lenders are exacerbating problems that college graduates — and dropouts — already have in repaying their government loans. [read post]
22 Jul 2012, 5:27 am
The Volcker Rule, as embodied in the Dodd-Frank Act and reflected in proposed regulations, generally prohibits “banking entities” from engaging in proprietary trading and from investing in or sponsoring private equity and hedge funds. [1] These “banking entities” include foreign banks that maintain branches or agencies in the U.S. or that own U.S. banks or commercial lending companies in the United States. [read post]
20 Jul 2012, 11:33 am
Securities and banking industry representatives told a House panel that they support legislation, HR 2827, to clarify the scope of the statutory and regulatory framework for the registration of municipal advisors pursuant to Section 975 of the Dodd-Frank Act. [read post]
20 Jul 2012, 10:43 am
The CFPB issued today its report to Congress on private student loans as mandated by Dodd-Frank, which the CFPB describes as the “Cycle of boom and bust in private student loan market. [read post]
20 Jul 2012, 7:37 am
Another reason we are seeing a boost in small business lending overall is thanks to the Volcker Rule, a section in the Dodd-Frank bill. [read post]
19 Jul 2012, 7:49 pm
Frank Mateljan, spokesman for the city attorney's office, says he understands U.S. [read post]
19 Jul 2012, 11:53 am
The authority to designate financial market utilities is an important component of the Dodd-Frank Act and is one of a number of tools now available to constrain risk and help protect against future financial crises.The designated financial market utilities are: The Clearing House Payments Company, L.L.C., on the basis of its role as operator of the Clearing House Interbank Payments System; CLS Bank International; Chicago Mercantile Exchange, Inc.; Depository Trust… [read post]
19 Jul 2012, 6:13 am
It acted pursuant to Section 1024 of Dodd-Frank which grants the CFPB the authority to supervise non-bank covered persons for compliance with Federal consumer financial laws. [read post]
