Search for: "MATTER OF RULES ON DISQUALIFICATION"
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16 Jul 2020, 7:59 am
” ‘”Hamilton noted the difficulty of comparing the two cases given that one of the matters is entirely under seal and both are mired in technical coding language. [read post]
8 Jul 2011, 12:59 pm
Judge Kennedy has not ruled on the merits of the disqualification issue but has indicated that any motion for disqualification must be separately ruled upon by each court in which it may be filed. [read post]
13 Oct 2020, 1:18 pm
” “Shortly after the offer, lawyers at Firm D realized that two matters, including this one, created conflict issues. [read post]
24 Jun 2011, 6:14 am
Judge Nealon ruled that although the medical malpractice defendant did not succeed with their disqualification motion, the challenge to the enforceability of the advance conflict waiver was not frivolous, particularly in light of the absence of any Pennsylvania decisional precedent interpreting Comment 22 to Rule of Professional Conduct No. 1.9 governing consents to future conflicts. [read post]
30 Oct 2013, 12:35 pm
The following companies would be ineligible to: non-U.S. companies companies that already are SEC reporting companies certain investment companies companies that are disqualified under the disqualification provisions of Section 302(d) of the JOBS Act companies that have failed to comply with the annual reporting requirements in the Proposed Rules (as described below) companies that have no specific business plan or have indicated their business plan is to engage in a merger or… [read post]
10 Jan 2013, 4:00 am
In the former client context, the Canadian rules impute disqualification aggressively. [read post]
9 May 2016, 3:14 am
Brother #1’s argument to prohibit Brother #2’s use of company funds relied on the appellate rulings in statutory dissolution proceedings. [read post]
14 May 2007, 2:06 pm
At the end of the year, selected disqualification opinions are published if they are non-routine and make substantial legal rulings. [read post]
3 Dec 2020, 7:54 am
In addition, this proposed rule sets up an end run of the federal and state bankruptcy laws, essentially preventing firms who are in financial trouble from declaring bankruptcy, since withdrawals from the deposit cannot be made without FINRA approval.Adopting a rule that gives its own Staff the ability to decide who has to make the deposit, and the amount of that deposit, removes capital from those firms, harms their ability to continue to operate, and in the long run, harms the… [read post]
30 May 2019, 9:05 pm
The relevant OGE statute covers administrative adjudicators but is limited to disqualification for financial conflicts of interest. [read post]
11 Jan 2016, 10:24 am
In our house of chaos, rules are especially important. [read post]
1 Dec 2014, 4:00 am
"In an effort to nonetheless sustain the underlying determination, the Commissioner attempted to invoke the "Rule of Necessity. [read post]
1 Jun 2011, 9:29 am
The rule also provides for consent and screening as potential cures for RPC 1.18(b) conflicts. [read post]
13 Oct 2016, 6:54 am
The EO, rule, and guidance “are unprecedented in their exercise of executive authority over matters previously controlled by Congress,” according to the complaint. [read post]
28 Apr 2011, 5:36 pm
Every director has to ensure that he discharges his responsibilities with due diligence in all pertinent matters. [read post]
3 Mar 2021, 8:11 am
The ruling suggests Sills Cummis, which has long represented the Nuckel family in connection with extensive real estate holdings, could find itself shut out of future work for the family. [read post]
2 Feb 2024, 6:51 am
” The Court could rule that the presidency is not specifically listed in Sec. 3 of the 14th Amendment as an “office” to which the ineligibility applies, and that the President does not fall under the general category of a “civil officer of the United States” for the purpose of the Amendment.It is true that there is some inconsistency about the use of the word “Officer” in the Constitution, and in some contexts it does not apply to the President. [read post]
23 May 2023, 5:01 am
Its interpretation empowered the Committee for Safeguarding National Security (CSNS) to decide such matters in the future. [read post]
20 Mar 2019, 3:33 pm
It doesn’t matter if the thing actually shoots a projectile or just misses free throws, place it in your checked bag. [read post]
17 Aug 2012, 1:47 pm
FINRA considered this to be a failure to disclose in a timely matter, which is a violation of FINRA Rule 2010 and NASD IM-1000-1. [read post]
